Search for: "Financial Security Assurance, Inc."
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2 Nov 2023, 4:06 am
Background The Financial Conduct Authority (FCA) announced on 13 October 2023 that it had fined Equifax Limited (Equifax), a credit reference agency and data, analytics and technology business, £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. [read post]
31 Oct 2023, 12:23 pm
(Smyth, Financial Times). [read post]
27 Oct 2023, 6:17 am
Previously, Kadesh Inc. issued a recall for its Puriton-brand eye drops after an investigation uncovered that the drops were “manufactured without necessary production controls and conditions to assure sterility. [read post]
27 Oct 2023, 6:17 am
Previously, Kadesh Inc. issued a recall for its Puriton-brand eye drops after an investigation uncovered that the drops were “manufactured without necessary production controls and conditions to assure sterility. [read post]
27 Oct 2023, 6:17 am
Previously, Kadesh Inc. issued a recall for its Puriton-brand eye drops after an investigation uncovered that the drops were “manufactured without necessary production controls and conditions to assure sterility. [read post]
22 Oct 2023, 9:01 pm
Plaintiffs alleged that, between February 2016 and February 2018, MIC and its management violated Item 303 by failing to predict and disclose that IMO 2020 would have a material negative impact on MIC’s overall financial performance.[2] Specifically, plaintiffs alleged that MIC “downplayed its exposure to fluctuations in the use of petroleum products, assuring investors that IMTT had ‘no commodity exposure directly’ because it ‘simply provides access… [read post]
20 Oct 2023, 8:06 am
The Financial Industry Regulatory Authority Inc. [read post]
20 Sep 2023, 9:24 am
This process, while not infallible, removes some of the issues of bias that experts might have, including personal or financial motivations.[37] On the other hand, the owners of the AI system may guard the data set as part of protecting their investment in the machine. [read post]
19 Sep 2023, 2:24 pm
This process, while not infallible, removes some of the issues of bias that experts might have, including personal or financial motivations.[37] On the other hand, the owners of the AI system may guard the data set as part of protecting their investment in the machine. [read post]
13 Sep 2023, 6:00 am
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
29 Aug 2023, 12:32 pm
First Southwest Company, LLC and Southwest Securities, Inc. subsequently merged into what is now Hilltop Securities, Inc., in 2016. [read post]
15 Aug 2023, 1:32 am
During these broadcasts, he encouraged listeners to contact his retirement-planning company, Gallagher Financial Group, Inc. [read post]
1 Aug 2023, 7:00 am
Non-compliance can lead to severe penalties and financial setbacks, posing a significant threat to their operations. [read post]
26 Jul 2023, 9:01 pm
I do have several questions: What assurances do you have that the Attorney General will be able to act in the timeframe we established? [read post]
25 Jul 2023, 9:01 pm
Current AS 2405 largely mirrors the requirements in Section 10A of the Securities Exchange Act of 1934 (“Exchange Act”) which requires auditors to perform “procedures designed to provide reasonable assurance of detecting illegal acts that would have a direct and material effect on the determination of financial statement amounts”.[6] Proposed AS 2405 would significantly expand requirements for existing audit procedures by requiring auditors to take… [read post]
16 Jul 2023, 7:48 pm
(CRD#:23769), SCOTTSDALE, AZ, B, 09/01/2006 – 03/23/2009, SUMMIT BROKERAGE SERVICES, INC. [read post]
11 Jul 2023, 11:19 am
(CRD#:3001), CHICAGO, IL, B, 02/29/2016 – 09/17/2018, AUSDAL FINANCIAL PARTNERS, INC. [read post]
16 May 2023, 8:21 am
On April 6, 2023, BlackRock filed schedules for MetLife, Inc., Apollo Global Management, Inc., Packaging Corporation of America, POSCO Holdings Inc., Via Renewables, Inc. and WestRock Company. [read post]
23 Apr 2023, 9:00 pm
He subsequently had a falling out with Clifford and eventually was convicted of financial crimes. [read post]
