Search for: "Financial Security Assurance, Inc."
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2 Nov 2023, 5:02 am
Lessons From Recent Enforcement Background The Financial Conduct Authority (FCA) announced on 13 October 2023 that it had fined Equifax Limited (Equifax), a credit reference agency and data, analytics and technology business, £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. [read post]
26 Apr 2018, 1:00 pm
In 2018 Holmes was subject to civil charges by the United States Securities and Exchange Commission (SEC) for massive fraud in excess of $700 million USD for having repeatedly yet inaccurately assured shareholders and regulators that the company’s patented blood testing technology was revolutionary (see https://www.sec.gov/litigation/complaints/2018/comp-pr2018-41-theranos-holmes.pdf). [read post]
23 Jul 2013, 5:47 pm
Financial, Inc., Future Capital Financial Inc., and RGN Investment Group. [read post]
11 Jan 2011, 5:34 pm
Mark Borseth, Chief Financial Officer of Constar International Inc., in Support of First Day Pleadings Filed By Constar International Inc. [read post]
31 Mar 2010, 9:37 am
Financial Security Assurance Holdings Ltd divisions and GE units created the investment contracts that were involved. [read post]
9 Mar 2011, 6:19 am
Blair andamp; Co., Inc., 838 F.Supp. 82, 89 (S.D.N.Y. 1993). [read post]
30 Aug 2011, 3:26 pm
A recent Ontario decision, Oak Incentives Group Inc. v. [read post]
5 May 2021, 11:24 am
Their two Palm-Beach based companies, Natural Diamonds and Eagle Financial Diamond Group Inc. collected $25 million from investors. [read post]
3 Jul 2012, 7:26 am
Some at the bank sought assurances that US regulators would protect the company in exchange for going through with the transaction. [read post]
25 Apr 2021, 5:03 pm
” The securities lawsuit complaint alleged that the company and its executive “repeatedly assured investors” of the company’s “ability and capacity to mass manufacture COVID-19 vaccines. [read post]
26 Aug 2010, 5:07 am
Since the 1970s, parents have been told that a university degree — and the entry it affords into the so-called knowledge economy — was the only track to a financially secure profession. [read post]
10 Dec 2017, 2:47 pm
The Court’s December 8, 2017 Order granting the petition for a writ of certiorari in China Agritech Inc. v. [read post]
5 Aug 2008, 3:36 pm
If charges are brought, Citigroup would become the third big financial firm to face civil-fraud charges by regulators since the auction-rate imbroglio. [read post]
16 Jan 2015, 6:16 am
– $5 million JP Morgan Securities LLC – $5 million Deutsche Bank Securities Inc. [read post]
7 Oct 2017, 7:00 am
There was insufficient assurance that the doctor provided appropriate medical care and that services totaling $1,039,404 warranted Medicaid payment. [read post]
10 Aug 2012, 1:02 pm
Corning Inc., 496 F. [read post]
2 Feb 2007, 11:58 am
When Michigan voters approved a state constitutional amendment to ban same-sex marriage in 2004, they were assured by its sponsors that it was not intended to affect domestic partnership benefits provided by some municipalities and public universities in the state, but that made no difference to a unanimous three-judge panel of the state's Court of Appeals, which ruled on February 2 in _National Pride at Work, Inc. v. [read post]
28 Nov 2017, 6:38 am
Previous registrations include Global Strategic Investments, LLC (09/2011 – 07/2013), Statetrust Investments Inc. (08/2009 – 08/2011), Allstate Financial Services, LLC (04/2008 – 08/2009), Wachovia Securities, LLC (10/2000 – 08/2006), First Union Brokerage Services, Inc. (02/2000 – 10/2000), Citicorp Investment Services (03/1996 – 07/1999), Waterhouse Securities, Inc. (06/1995 – 03/1996), GKN… [read post]
29 May 2012, 7:02 pm
According to the SEC, Elliott and his father purchased the Cofresi resort in the Dominican Republic in 2003 through their company EMI Sun Village, Inc. [read post]
