Search for: "Financial Security Credit Union"
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26 Nov 2011, 3:13 pm
The Regulation, (2010) 0482, notes that at the height of the financial crisis authorities in several EU Member States and other countries such as the United States and Japan adopted emergency measures to restrict or ban short selling in some or all securities. [read post]
16 Oct 2023, 12:15 am
A "digital financial asset" does not include the following: A transaction in which a merchant grants, as part of an affinity or rewards program, value that cannot be taken from or exchanged with the merchant for legal tender, bank or credit union credit, or a digital financial asset. [read post]
15 Apr 2014, 7:19 am
From the Desk of Jim Eccleston at Eccleston Law Offices: FINRA enforcement has sanctioned a Wells Fargo Advisor with a 90-day suspension for taking more information than is allowed when he left a credit union affiliated with Raymond James Financial Services to join Wells Fargo Advisors (then Wachovia Securities) in late November 2008. [read post]
3 Oct 2019, 1:22 pm
The lawsuit, which was filed by the American Financial Services Association, the Nevada Credit Union League, and the Nevada Bankers Association, names as defendants the Commissioner of the Financial Institutions Division of the Nevada Department of Business and Industry and the Nevada Attorney General. [read post]
6 May 2014, 8:08 am
The Regulation on credit rating agencies requires them to be registered and supervised by the European Securities and Markets Authority (ESMA). [read post]
2 Nov 2023, 9:45 am
[v] Weiss Ratings (formerly Weiss Research) is a financial ratings service that is often utilized to establish benchmarks in the financial and banking industry. https://weissratings.com/en/credit-unions [vi] Note, the NTIA adopted a nearly identical LOC requirement under its Middle Mile Grant program. [read post]
21 Jun 2018, 6:56 am
PSD2 in Europe On January 13, 2018, PSD2 finally went into effect in the European Union (EU). [read post]
8 Jul 2020, 11:31 am
The American Financial Services Association, the Nevada Credit Union League, and the Nevada Bankers Association sued the regulator and AG, arguing that the law (1) is preempted by the Fair Credit Reporting Act and the Equal Credit Opportunity Act, (2) violates privacy rights and data security rules by requiring creditors to obtain and disseminate private financial information, and (3) is “hopelessly unworkable, and impossible to… [read post]
6 Sep 2012, 6:07 am
You can teach about credit cards, checking accounts, mutual funds and the like. [read post]
20 Sep 2011, 8:34 am
The position involves access to certain personal information (e.g., social security numbers or financial account numbers) of customers or employees. [read post]
29 Oct 2014, 9:31 pm
During the time of his criminal activity, Elmas worked as an investment adviser at Apple Financial Services (AFS), an affiliate of Apple Federal Credit Union (AFCU). [read post]
2 Jul 2015, 4:39 pm
Authorizing NCUA to routinely conduct such examinations could help it better ensure that the service providers for credit unions also follow sound information security practices. [read post]
27 Jan 2016, 1:47 pm
New European Union Data Privacy and Security Regulations 2015 was a landmark year for data protection and privacy in Europe, with the approval of two new major regulations. [read post]
28 May 2008, 2:45 am
The latest data, from the National Credit Union Administration, is as of March 31 of this year. [read post]
8 Nov 2010, 7:45 am
Our quarterly peek at the financials of OnPoint Community Credit Union gives us a picture of the state of the Portland-area economy, and it confirms that it's no picnic out there. [read post]
9 Feb 2023, 7:12 am
In the EU, this restriction included the provision of credit rating services and central securities depository services to Russian parties. [read post]
24 Sep 2008, 7:04 pm
The Australian Securities and Investments Commission ( ASIC) has released Consultation Paper 102: Dispute Resolution - update of RG 139 & RG 165 proposing improvements to the way financial services businesses operating in Australia resolve disputes with consumers. [read post]
20 Jun 2012, 12:24 pm
Under the Americans with Disabilities Act (“ADA”), banks, credit unions and financial service companies must make their ATMs accessible for individuals with disabilities. [read post]
17 Oct 2023, 7:25 am
Ocean Financial Services Raymond James & Associates Raymond James Financial Services Suntrust Investment Services Truist Investment Services United Nations Federal Credit Union (UNFCU) Unionbanc Investment Services Greg Lindberg Northstar Financial Services (Bermuda) was one of several insurance companies bought by financier Greg Lindberg in 2018 through his Bermuda holding companies. [read post]
22 Dec 2023, 11:26 am
As promoters continue to blanket businesses with promises to secure Employee Retention Credits (“ERCs”), the Internal Revenue Service (“IRS”) is warning businesses to review carefully the guidelines before trying to claim the credit before filing. [read post]
