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2 May 2024, 12:35 pm
SEC Charges RBC Capital with Unfair Dealing September 2021 RBC Capital Markets agreed to pay over $800,000 to settle charges brought by the Securities and Exchange Commission (SEC) for unfair dealing in municipal bond offerings. [read post]
28 Apr 2024, 8:35 am
The FCC uses these comments to prepare a report to Congress on competition issues and sometimes references the reports in proceedings dealing with competition, including FCC proceedings dealing with its ownership rules. [read post]
22 Apr 2024, 10:01 am
As a result, DANY sought a finding of contempt and the maximum $1,000 fine for each of Trump’s three violations of the gag order. [read post]
22 Apr 2024, 5:00 am
Many state and local officials host social media sites and use them to converse with followers on matters related to their governmental responsibilities, among other things.[1] Not surprisingly, many choose to block from their sites certain members of the public they find disagreeable.[2] Being disagreeable, or at least in disagreement with such actions, blocked followers sometimes sue alleging that their exclusion violates the First Amendment.[3] One of the most notable… [read post]
13 Apr 2024, 12:25 pm
As a side note, South Carolina law provides that alimony should not be a disincentive to find work. [read post]
13 Apr 2024, 12:25 pm
As a side note, South Carolina law provides that alimony should not be a disincentive to find work. [read post]
25 Mar 2024, 3:25 am
Business Doing Fine? [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
13 Mar 2024, 1:50 pm
A breathalyzer test will be requested if the officer finds probable cause for impairment. [read post]
11 Mar 2024, 1:22 pm
” Rating: 5/5 The post How to Deal with Disorderly Conduct Charges in Pittsburgh appeared first on Worgul, Sarna & Ness, Criminal Defense Attorneys, LLC. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
4 Mar 2024, 4:00 am
White House Post Productions, LLC, C.A. [read post]
19 Feb 2024, 3:00 am
In general, magistrates have a great deal of discretion. [read post]
19 Jan 2024, 9:46 am
Those companies are much easier to find. [read post]
12 Jan 2024, 10:20 am
Once we qualify the copies as “electronic,” it becomes unmistakable that this case deals with intangible items, not traditional “chattel” that are, by definition, tangible items. [read post]
15 Dec 2023, 3:00 am
A little less than a year after admitting guilt, Watkins registered a company called Huxley Rock LLC. [read post]
14 Dec 2023, 1:21 am
Along with the suspension, this individual was also fined $5,000, and did not admit or deny the findings of FINRA’s investigation Conflicts of Interest – Can a Broker be a Customer’s Beneficiary? [read post]
24 Nov 2023, 6:08 pm
Most cases deal with regulatory enforcement proceedings against a private party in which an agency seeks a coercive remedy such as a fine or specific relief. [read post]
14 Nov 2023, 6:00 am
We can also guide you on how to deal with law enforcement and handle court proceedings. [read post]
1 Nov 2023, 9:01 pm
Going forward, companies can avoid successor liability and de-risk transactions by awarding compliance a “prominent seat at the deal table,” engaging in thorough pre-transaction due diligence, and prioritizing timely self-reporting. [read post]
