Search for: "First Advisory Income Notes, LLC"
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9 Apr 2024, 2:41 pm
In Raiser LLC (Uber) v. [read post]
22 Feb 2024, 12:47 pm
Supreme Court, however, held in AMG Capital Management LLC v. [read post]
30 Jan 2024, 9:50 am
The Federal Rules of Evidence Advisory Committee in its 2000 notes to Fed. [read post]
27 Dec 2023, 6:09 pm
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
3 Nov 2023, 10:39 am
It’s similar to having an additional income source. [read post]
20 Oct 2023, 2:40 pm
This targeted sweep is the first of its kind following the New Marketing Rules’ compliance deadline in November 2022. [read post]
20 Sep 2023, 2:10 am
Christine Cooper is the CEO of aequum LLC and the Co-Managing Member of Koehler Fitzgerald LLC, a law firm with a national practice. [read post]
20 Sep 2023, 2:10 am
Christine Cooper is the CEO of aequum LLC and the Co-Managing Member of Koehler Fitzgerald LLC, a law firm with a national practice. [read post]
27 Aug 2023, 7:49 pm
Liddle also allegedly made material misrepresentations about the use of client funds and the risk of client investments to at least 13 advisory clients, many of whom are senior citizens. [read post]
22 Aug 2023, 8:46 am
NYLife Securities Censured & Fined $250,000 FINRA Claim Filed against NYLife Securities January 2019 – The White Law Group filed a FINRA Claim against NYLIFE Securities alleging unsuitable investments in Future Income Payments & Woodbridge promissory notes. [read post]
16 May 2023, 8:21 am
Christie, noting Public Citizen’s protest about BlackRock’s power, also concurred in the order. [read post]
17 Apr 2023, 5:33 am
Ariix, LLC v. [read post]
22 Feb 2023, 1:07 pm
But generally the funder will offer non-recourse funding (or funding that is “at risk”) upfront to cover expenses in exchange for being first in line to recoup all of that funding first (i.e., to be “paid back”) out of any recovery, and then to take some hefty percentage—often 60% or more of whatever is remaining, particularly in litigations deemed high-risk (like patent litigation), though there are no rules governing how much funders can ask… [read post]
22 Jul 2022, 3:39 am
(The original offering price for Preferred stock was $1,000, per share, according to the PPM,) Parking REIT Exec Reportedly Charged with Fraud According to the Securities and Exchange Commission on July 30 2021, the regulator charged an executive of the Parking REIT, and his wholly owned investment advisory firm, Vestin Mortgage LLC with fraud. [read post]
21 Dec 2021, 5:40 am
The courts have generally noted that, although the COVID-19 shutdown orders were issued by a civil authority, those shutdown orders were motivated by the pandemic, meaning that the plaintiff’s loss of income was at least indirectly caused by a virus for which coverage was otherwise excluded. [read post]
9 Sep 2021, 9:33 am
In this post, I first review the history of the IANA transition and the concerns expressed at the time. [read post]
23 May 2021, 2:04 pm
In a memorandum dated 19 March 2015 that was provided to the Advisory Council, the Department offered an explanation of what it considered to be a responsible person based on both state income tax rulings as well as Commission precedent. [read post]
6 May 2021, 8:09 am
The post DOL’s Rule Withdrawal Makes Justifying Independent Contractor Status Tougher appeared first on HR Daily Advisor. [read post]
21 Apr 2021, 7:43 am
Here, while the interim counsel fees awarded to the defendant on her motion were made payable to Advocate, LLC, it did not seek any relief in the Supreme Court that was denied in whole or in part. [read post]
25 Jan 2021, 10:15 am
Ariix, LLC v. [read post]
