Search for: "First Financial Investment Fund II, LLC"
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3 Apr 2024, 9:01 pm
And as another example, just last month, the SEC charged 17 individuals for their role in an alleged crypto Ponzi scheme that raised $300 million from more than 40,000 investors, primarily from the Latino community.[14] Several defendants allegedly solicited investors with promises of financial freedom and “risk free” crypto and foreign exchange investments.[15] As alleged in our complaint, in true Ponzi fashion, most of the funds raised were not used for any… [read post]
11 Mar 2024, 4:51 am
In her Post-Trial Decision and Order, the Court wrote that the jury had “plenty of evidence” to find for Aronov, including that defendants: Transferred the LLC’s funds to third parties, including to friends, for purposes unrelated to the business of the LLC; Failed to keep loan documentation, loan agreements, or promissory notes documenting the alleged loans to, and repayments from, the LLC’s funds; Failed to attempt to enforce… [read post]
4 Mar 2024, 7:12 am
HPI Real Estate Opportunity Fund IV, LLC Mill Green Opportunity Fund II, LLC The claim seeks damages of $100,000.01 and $300,000.00. [read post]
27 Dec 2023, 6:09 pm
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
12 Dec 2023, 11:20 pm
June 2019 – Significant Losses The company today reported significant losses in the value of the same two investment funds, GPB Holdings II and GPB Automotive Portfolio, which have seen declines in value, respectively, of 25.4% and 39%. [read post]
11 Dec 2023, 1:18 pm
Entities subject to significant U.S. government regulation, specifically securities reporting issuers; governmental authorities; banks, credit unions, bank holding companies, and money service businesses; securities brokers/dealers, securities exchanges/clearing agencies, other entities registered under the Securities Exchange Act of 1934, investment companies and investment advisors, venture capital fund advisers, and insurance companies as defined under the… [read post]
1 Dec 2023, 1:16 am
ArciTerra Note Fund I LLC ArciTerra Note Fund II LLC ArciTerra Note Fund III LLC ArciTerra Opportunity Fund I LLC Arciterra Strategic Income Corp ArciTerra Strategic Retail II, LLC ArciTerra Strategic Retail REIT, Inc. [read post]
20 Nov 2023, 9:01 pm
” 18 Specifically, the relevant act could have been (a) the receipt of funds by PIFSS, (b) its redemption request and receipt of funds, or (3) the entire relationship,including subscription and investment. [read post]
20 Oct 2023, 2:40 pm
The Audit Rule requires RIAs to obtain annual audited financial statements for each of its fund clients. [read post]
17 Oct 2023, 2:39 am
Securities Investigation- Carter Multifamily Growth & Income Fund II Are you concerned about your investment in Carter Multifamily Growth & Income Fund II? [read post]
9 Oct 2023, 2:34 pm
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
3 Oct 2023, 9:01 pm
July 20, 2023, settled) The SEC settled claims against an investment adviser for failure to disclose SPAC [read post]
28 Sep 2023, 1:37 pm
The post Timothy Tremblay Investor Alert: Investment Loss Lawyers Investigating appeared first on Experienced Investor Lawyers. [read post]
28 Sep 2023, 1:37 pm
The post Timothy Tremblay Investor Alert: Investment Loss Lawyers Investigating appeared first on Experienced Investor Lawyers. [read post]
28 Sep 2023, 1:37 pm
The post Timothy Tremblay Investor Alert: Investment Loss Lawyers Investigating appeared first on Experienced Investor Lawyers. [read post]
11 Sep 2023, 2:36 am
Cottonwood noted that this financial reporting error did not affect their overall cash flows, cash balances, or any other financial metrics such as their balance sheet, statement of operations, revenues, net income, or non-GAAP measures like net operating income or funds from operations. [read post]
6 Sep 2023, 9:20 pm
The REITs reportedly involved in this case did not have their own employees but were managed externally by Legacy Hospitality II LLC and Legendary Capital REIT III LLC. [read post]
31 Aug 2023, 8:40 am
RWE will then have 10 business days from receipt of the lease copies to (i) sign and return them to BOEM, (ii) post financial assurance, and (iii) pay any outstanding balance of its bonus bid. [read post]
16 Aug 2023, 10:52 am
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
11 Aug 2023, 12:49 pm
Investors can buy shares in a BDC, and the money from their investment is used to fund the businesses. [read post]
