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15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
1 Nov 2023, 12:38 pm
Frequent switching can result in the investor missing out on the long-term growth potential of the mutual funds. [read post]
20 Oct 2023, 2:40 pm
This targeted sweep is the first of its kind following the New Marketing Rules’ compliance deadline in November 2022. [read post]
18 Oct 2023, 3:02 pm
Industry observers noted the increased appetite for consolidation and growth financing. [read post]
9 Oct 2023, 9:05 pm
Davis Inc. [read post]
9 Oct 2023, 4:00 am
American Trucking Associations, Inc., which applied the "intelligible principles" standard deferentially to uphold a Congressional delegation to the EPA. [read post]
28 Sep 2023, 12:22 pm
The following are a few of the alternative investments that our firm is investigating: Atlas Growth partners CNL Healthcare Properties Sila Realty Trust Peakstone (Griffin Realty Trust) GPB Capital GWG holdings L Bonds Healthcare Trust Inc. [read post]
13 Sep 2023, 6:00 am
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
23 Aug 2023, 11:03 am
Companies may seek additional capital to fund growth, research and development, marketing, or other initiatives that will enhance their value and prospects before entering the public markets. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
25 Jul 2023, 10:43 am
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
20 Jul 2023, 9:01 pm
When first published, The New Paradigm recognized the emerging recalibration of corporate governance as a collaboration among corporations, shareholders and other stakeholders working together to achieve long-term value and resist short-termism. [read post]
5 Jul 2023, 12:52 pm
These filings included audited financial statements and were related to GPB Capital Holdings, LLC (GPB Capital). [read post]
6 Jun 2023, 8:38 am
The first involves managing the firm’s receipts and disbursements. [read post]
17 May 2023, 12:30 pm
Jensen was reportedly affiliated with Tembion Capital Management in Santa Fe, New Mexico from 2012 until 2022. [read post]
10 May 2023, 9:01 pm
But this flight to safety was particularly damaging to young, high-growth companies that required substantial additional capital to achieve profitability, forcing some into bankruptcy. [read post]
10 May 2023, 9:59 am
(BRG), and MacKenzie Realty Capital, Inc. [read post]
10 May 2023, 4:00 am
Fundamental Law for Journalists Author: Mark Bourrie Publisher: Irwin Law Inc. [read post]
