Search for: "First National Management, LLC" Results 241 - 260 of 2,778
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12 Jun 2023, 2:08 pm by The White Law Group
  Cetera Advisors LLC (CRD #10299), in Greenwood Village Colorado, employs 1,019 advisors and manages $21.2 billion. [read post]
14 Nov 2017, 3:39 am by SHG
Now, after a decade in operation, the founder of the Freedom Fund is set to announce a new and unprecedented effort: the nation’s first fund designed to post bail for more than 150,000 indigent defendants being jailed across the country. [read post]
31 Mar 2010, 9:33 pm by rohdec12
In connection with that transaction, First Wind Holdings, LLC granted 152,527 Series A Units for non-cash consideration to UPC Wind Partners II, LLC…. [read post]
27 Jan 2017, 4:47 am by Renae Lloyd
According to Bloomberg, Och-Ziff Capital Management Group LLC is a global, institutional alternative asset manager, providing services to investors through its multi-strategy, credit, equity, and real estate funds, CLOs and other alternative investment vehicles. [read post]
6 Jun 2022, 10:55 am by The White Law Group
        The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
9 Jul 2007, 8:01 pm
 In the case at issue, OCC concluded that this second standard is also met because: (i) the banks have gained effective control and monitoring power by holding four seats on the Investee LLC’s management committee, and (ii) in the relating LLC agreement, banks’ pre-approval is required before the Investee LLC can engage in any activity not permissible for national banks.Limitation on and reporting of loss exposureThe primary… [read post]
14 Oct 2021, 7:09 am by Edward T. Kang
The first amendment to the public benefit LLC section of the statute relates to Section 18-1201. [read post]
8 Dec 2016, 12:07 pm by SEClaw Staff
PIMCO Settles Charges of Misleading Investors About ETF PerformanceInvestment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20 million to settle charges that it misled investors about the performance of one its first actively managed exchange-traded funds (ETFs) and failed to accurately value certain fund securities.SEC Charges Asset Management Fund and ManagerThe SEC… [read post]
18 Mar 2024, 6:00 am by Sherica Celine
Wilson , TAYLOR ENGLISH DUMA LLP AND FINCEN REPORT COMPANY This article discusses the New York LLC Transparency Act (LTA). [read post]
15 Sep 2020, 12:42 pm by Silver Law Group
He is currently employed with Worden Capital Management, LLC (CRD#: 148366) of New York, NY. [read post]
23 Dec 2013, 8:49 am by Mary E. Hodges
  We are eager to be a part of the first national organization dedicated solely to the professional interests of investment adviser representatives. [read post]
30 Sep 2019, 3:27 am
The hearings for the last two listed cases will be held at Gaylord National Resort & Convention Center in National Harbor, Maryland. [read post]
On Tuesday, the National Labor Relations Board (NLRB or Board) issued its much-awaited decision in General Motors, LLC (GM), 369 NLRB No. 127 (2020), in which it held that abusive or inappropriate workplace speech by employees engaged in protected concerted or union activity (PCA) is not protected under the National Labor Relations Act (NLRA or Act) and that employers may discipline workers for engaging in such conduct, provided, the discipline is not shown to be… [read post]
6 Jun 2023, 2:24 pm by Nicole Pottroff
GAO’s decision in Life Science Logistics, LLC, B-421018.2 (Apr. 19, 2023), involved a solicitation issued by GSA, on behalf of the ASPR agency of the HHS, seeking a contractor to provide a fully-managed service solution to the strategic national stockpile. [read post]
27 Mar 2016, 4:59 pm by Shannon Hames
    The post LGBT Families Protected by SCOTUS appeared first on Kitchens New Cleghorn, LLC - Attorneys at Law - Atlanta, Georgia – Randy New - Managing Partner; Jeff Cleghorn; Joyce Kitchens. [read post]