Search for: "First New York Securities L.L.C."
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21 Nov 2016, 4:51 am
Finally, since November 2015 Thurnherr has been associated with Meyers Associates, L.P. out of the firm’s New York, New York office location. [read post]
19 Oct 2016, 7:27 am
Finally, from March 2016 until October 2016 McClintock was associated with Spartan Capital Securities, LLC out of the firm’s New York, New York office location. [read post]
30 Jul 2016, 4:31 am
Finally, since March 2013, Silato has been associated with Meyers Associates, L.P out of the firm’s New York, New York office location. [read post]
15 Apr 2016, 10:46 am
Portal Healthcare Sols., L.L.C. [read post]
12 Apr 2016, 8:27 am
Finally, since August 2012 Prinzivalli has been associated with Cape Securities Inc. out of the firm’s Holtsville, New York office location. [read post]
12 Apr 2016, 8:20 am
Since September 2010 Androulakis has been associated with Legend Securities, Inc. out of the firm’s New York, New York office location. [read post]
20 Feb 2016, 10:01 am
From October 2014 to May 2015 Fenimore was registered with Joseph Stone Capital L.L.C. out of the firm’s Hauppauge, New York office locations. [read post]
20 Jan 2016, 7:41 am
”) Bank of New York Mellon v. [read post]
20 Jan 2016, 5:21 am
Metter, George Speranza, Joel Pensley, and Jack Halperin Case number: 10-cv-02031 (United States District Court for the Eastern District of New York) Case filed: May 5, 2010 Qualifying Judgment/Order: April 16, 2015 10/30/2015 1/28/2016 2015-117 SEC v. [read post]
7 Jan 2016, 8:58 am
Finally, from January 2015, until May 2015, Riordan was associated with Rothschild Lieberman LLC out of the firm’s New York, New York office location. [read post]
8 Dec 2015, 6:51 am
Since December 2011 Marinelli has been registered with Southeast Investments, N.C., Inc. out of the firm’s Brooklyn, New York office location. [read post]
4 Dec 2015, 5:27 am
Finally, since July 2015, Khezri has been registered with Joseph Stone Capital L.L.C. out of the firm’s Holbrook, New York office location. [read post]
5 Nov 2015, 8:43 am
., Inc. of New York, New York and Wolf A. [read post]
31 Oct 2015, 5:30 am
Finally, since August 2011 onward Lopinto has been associated with Legend Securities, Inc. out of the firm’s New York, New York office location. [read post]
30 Jun 2015, 6:52 am
Unlike other some expert witnesses, who passively review data and arrive at an opinion that synthesizes published research, statisticians actually create evidence with new arrangements and analyses of data in the case. [read post]
10 Feb 2015, 8:20 am
Although the magistrate judge had concluded that deference to the SEC rule was appropriate in light of an ambiguity in the statute, the Southern District of New York disagreed and declined to adopt the recommendations. [read post]
23 Jan 2015, 9:30 am
Social Security Administration, 796 F.2d 576, 580 (1st Cir. 1986). [read post]
11 Dec 2014, 9:44 am
The federal district court in New York City has weighed in on the contentious issue of whether a whistleblower who reports misconduct only internally, and not to the SEC, is protected against retaliation. [read post]
28 Jan 2014, 4:22 pm
In its first whistleblower case under Sarbanes-Oxley, Lawson v. [read post]
10 Jan 2013, 1:13 pm
Back for its second time in this hallowed blog is City of New York v. [read post]
