Search for: "Frank Gari"
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26 Apr 2024, 12:59 pm
The bill bolsters the Dodd-Frank Act’s anti-retaliation protections and ensures that the agency processes award claims in a more timely manner. [read post]
16 Apr 2024, 4:00 am
Today, “YouTube mom Ruby Franke and counselor Jodi Hildebrandt sentenced to 4-30 years for child abuse” Ruby Franke, left, in a video on her YouTube channel, and appearing in court in December on child abuse charges. [read post]
24 Mar 2024, 9:01 pm
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. [read post]
22 Mar 2024, 6:37 am
Brad Sherman (D-Calif.), who asserted the SEC was just catching up and “is finally doing what we told them to do in Dodd-Frank in 2010. [read post]
12 Mar 2024, 3:36 am
[1] See, e.g., Chair Gary Gensler, “Kennedy and Crypto” (Sept. 8, 2022). [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Gary Gensler, U.S. [read post]
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Gary Gensler, U.S. [read post]
29 Feb 2024, 7:15 pm
Gary J. [read post]
15 Feb 2024, 9:01 pm
”[4] When Douglas left for the Supreme Court in 1939, another YLS faculty member, Jerome Frank, for whom your legal services clinic is named, became our fourth Chair.[5] The SEC oversees the $110 trillion capital markets. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
12 Jan 2024, 8:56 am
SEC Chair Gary Gensler said” Morgan Stanley and Passi abused that trust by leaking that same information and using it to position themselves ahead of those trades. [read post]
15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
29 Nov 2023, 7:12 am
The new rule will implement Securities Act Section 27B, which was added in 2010 by the Dodd-Frank Act. [read post]
21 Nov 2023, 6:02 am
New Exchange Act Rule 17ad-25 fulfills a Dodd-Frank mandate to mitigate conflicts of interest for security-based-swap clearing agencies. [read post]
19 Nov 2023, 10:55 am
Jovanna Rosen, Victoria Ciudad-Real, Sean Angst & Gary Painter, Rental Affordability, Coping Strategies, and Impacts in Diverse Immigrant Communities, 33:6 Housing Pol. [read post]
15 Nov 2023, 9:22 am
The SEC Whistleblower Program was established in 2010 with the passage of the Dodd-Frank Act (DFA). [read post]
14 Nov 2023, 9:01 pm
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:04 am
” In 2022, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
