Search for: "Frank Warning"
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22 Dec 2010, 11:39 am
Bachus voiced concern over the direction and pace of the SEC-CFTC efforts to implement the derivatives regulatory regime mandated by the Dodd-Frank Act; and warned that derivatives regulations adopted hastily and without due care could damage the economy.At the time the Dodd-Frank Act was passed by the House, Reps. [read post]
30 Dec 2013, 9:31 am
Culhane, Jr.In a Form 8-K filed with the SEC on December 27, 2013, ITT Educational Services, Inc. disclosed that it has received a CFPB “early warning” letter stating that the CFPB’s Enforcement Office is considering recommending that the CFPB take legal action against ITT. [read post]
16 Nov 2010, 5:34 am
Dodd-Frank: An Unintended Consequence? [read post]
14 May 2011, 8:18 pm
If the new whistleblower program were to encourage employees to bypass these existing entity-level controls, he warned, the fundamental assumptions upon which those controls were designed could be affected. [read post]
22 Jul 2011, 7:30 am
" However, she warned that: If the SEC does not receive additional resources, many of the issues highlighted by the financial crisis and which the Dodd-Frank Act seeks to fix will not be adequately addressed, as the SEC will not be able to build out the technology and hire industry expertise and other staff desperately needed to oversee and police these new areas of responsibility. [read post]
21 Mar 2012, 6:46 am
Joe Baca (D-Calif.) and Frank Wolf (R-Va.) [read post]
14 Jan 2016, 8:18 am
FTC Report Warns Against Using Big Data in Ways That Violate Federal Consumer Protection Laws. [read post]
8 Aug 2012, 5:21 am
If regulators implement the Volcker Rule in its current form, warned the Chairman, the repercussions will be devastating to the economy and will undermine the nation’s ability to compete and make it harder for Main Street businesses to raise capital so they can grow and create jobs. [read post]
12 Aug 2011, 5:00 am
They’re discussing NLRB and DOL rules on union representation elections, the Dodd-Frank Whistleblower program, USERRA claims in separation agreements, and the NJ Warn Act. [read post]
14 Jul 2010, 9:48 am
La Rue urged the Italian government to either abolish or substantially revise the bill, warning that if it is adopted in its current form, it could significantly suppress freedom of expression in the country. [read post]
16 Nov 2016, 4:00 am
Wall Street Journal: Free Thought Under Siege, by Daniel Shuchman (reviewing Frank Furedi, What's Happened to the University? [read post]
10 Jul 2012, 9:50 am
This will raise the cost of hedging, warned SIFMA, and if the cost is prohibitive, will lead U.S. firms to decide not to hedge. [read post]
28 Jan 2012, 12:30 pm
If Congress and the regulators don’t get it right, he warned, there is a risk of putting the U.S. at a competitive disadvantage with foreign counterparts. [read post]
25 Apr 2010, 5:44 am
FRANK ROSS: Re South Park, The Silence Of The Media Lambs Continues. [read post]
30 Aug 2011, 4:17 am
New Bill Would Moderate the Dodd-Frank Whistleblower Provisions Here's the latest on attempts in Congress to tweak Dodd-Frank, courtesy of this alert by Cooley's Cydney Posner which is repeated below: They're at it again! [read post]
28 Jul 2010, 3:24 am
As I’ve been warning: under the new Dodd-Frank provisions, companies “should expect at least some of their employees to report to the government first rather than relying on internal disclosure mechanisms. [read post]
11 Jan 2017, 6:21 am
He pointed to the success of the Dodd Frank reforms and the resilience they provide to the financial system. [read post]
4 Jun 2007, 5:40 pm
“If Democrats do not stick to their guns on Iraq,” a blogger at TalkLeft.com warns, there will be “serious political consequences in 2008. [read post]
23 Jul 2010, 5:57 am
Below is a scene of the damage caused in the area that has been making the rounds; warning, it is pretty graphic: - Broc Romanek [read post]
20 Dec 2010, 3:29 am
” She complained to top company executives, but she was ignored even after warning that she would call the F.D.A. [read post]
