Search for: "Frank West Capital LLC"
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20 May 2022, 4:00 am
National/Federal A Fringe Conspiracy Theory, Fostered Online, Is Refashioned by the GOP Hartford Courant – Nicholas Confessore and Karen Yourish (New York Times) | Published: 5/16/2022 At the extremes of American life, replacement theory – the notion that Western elites, sometimes manipulated by Jews, want to “replace” and disempower white Americans – has become an engine of racist terror, helping inspire a wave of mass shootings in recent years. [read post]
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
20 Aug 2021, 5:54 am
Llewellyn and Julia Forbess, Fenwick & West LLP, on Thursday, August 19, 2021 Tags: Board composition, Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Public Entrepreneurial Finance around the Globe Posted by Abhishek Dev (Yale School of Management), on Thursday, August 19, 2021 Tags: Capital formation, Entrepreneurs, Information… [read post]
16 Aug 2021, 4:53 am
To better understand the inputs to the DLOM analysis and the effect or non-effect of control transfer restrictions, I spoke with Atticus Frank, a Senior Financial Analyst at Mercer Capital and expert in the DLOM. [read post]
25 Sep 2020, 6:31 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, September 18, 2020 Tags: Accredited investors, Capital formation, Capital markets, Institutional Investors, Regulation D, SEC, Securities regulation, Solicitation Remarks by Commissioner Peirce on The Role of Asset Management in ESG Investing Posted by Hester Peirce, U.S. [read post]
21 Aug 2020, 6:06 am
Soran, Frank, Harris, Shriver & Jacobson LLP, on Thursday, August 20, 2020 Tags: Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Going private, Merger litigation, Mergers & acquisitions, MFW [read post]
27 Mar 2020, 6:01 am
Bell, Fenwick & West LLP, on Sunday, March 22, 2020 Tags: Board composition, Boards of Directors, Classified boards, Diversity, Dual-class stock, Majority voting, Shareholder voting, State law, Surveys, Tech companies Federal Forum Selection Charter Provisions Validated by Delaware Supreme Court Posted by William B. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp Devaney,… [read post]
3 May 2019, 6:38 am
Posted by Akshaya Kamalnath (Deakin Law School), on Wednesday, May 1, 2019 Tags: Agency costs, Agency model, Artificial intelligence, Board composition, Board oversight, Boards of Directors, Financial technology, Oversight The Compensation Committee Agenda for 2019 Posted by Steve Van Putten, David Bixby, and Jan Koors, Pearl Meyer & Partners, LLC., on Wednesday, May 1, 2019 Tags: Accounting, Boards of… [read post]
1 Feb 2019, 10:51 am
Why They Do It: Inside the Mind of the White-Collar Criminal by Eugene Soltes; Capital Offenses: Business Crime and Punishment in America’s Corporate Age by Samuel W. [read post]
12 May 2017, 6:21 am
Dugan and Randy Benjenk, Covington & Burling LLP, on Monday, May 8, 2017 Tags: Banks, Capital formation, CFPB, CFTC, CHOICE Act, Consumer protection, Dodd-Frank Act, Donald Trump, Financial institutions, Financial reform, Financial regulation, Investor protection, Securities regulation, Stress tests, Too big to fail, Volcker Rule What You Are Likely to Hear in the Board Room Posted by Steve Pakela & Lane Ringlee, Pay Governance LLC, on Monday, May 8, 2017 … [read post]
30 Dec 2016, 6:09 am
Sinkular and Julia Kennedy, Pay Governance LLC, on Thursday, December 29, 2016 Tags: Boards of Directors, Disclosure, Equity-based compensation, Executive Compensation, Firm performance, Incentives, Pay for performance, Payouts, Performance measures, Proxy disclosure, Shareholder value [read post]
26 Feb 2016, 6:06 am
Securities & Exchange Commission, on Tuesday, February 23, 2016 Tags: Asset management, Broker-dealers, Capital markets, Compliance and disclosure interpretation, Crowdfunding,Disclosure, Dodd-Frank Act, Equity capital, Executive Compensation, Financial Regulation, Investor protection, JOBS Act,SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Transparency What the 2016 BlackRock Letter Means for Shareholder Engagement and… [read post]
27 Jun 2015, 2:50 pm
FRANCISCO "FRANK" LOPEZ, Respondent. [read post]
28 Aug 2014, 1:27 pm
James Van Dyke, Founder and Chief Executive Officer, Javelin Strategy & Research LLC, Pleasanton, Calif. [read post]
14 Nov 2013, 1:04 pm
: West, c2013. [read post]
10 Feb 2013, 5:51 pm
WEST CORPORATION transferred many of its patents to the patent licensing entity, TUXIS TECHNOLOGIES LLC. [read post]
22 Mar 2011, 6:16 am
Catherine West also received a significant number of nominations for her aviation expertise. [read post]
15 Feb 2011, 8:32 am
The staff report accompanying its study on enhancing the examination of investment advisers (another study mandated by Congress through Dodd-Frank) offered three alternatives to provide the SEC with additional examiners and financing to meet the examination enhancement mandate Dodd-Frank imposed upon the SEC. [read post]
