Search for: "GOLDMAN, SACHS & CO., INC"
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30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
15 Nov 2018, 4:00 am
(C), Goldman Sachs Group Inc. [read post]
18 Aug 2018, 3:58 pm
SEC Accuses Florida Firm of using South Side Apartments in Ponzi scheme, Crain’s Chicago Business, August 16, 2018 Real Estate Investment Co. [read post]
6 May 2018, 8:35 pm
Cathedral Buffet, Inc., April 16, 2018, Siler, E. [read post]
12 Mar 2018, 4:36 am
., LLC v Wilson, Elser, Moskowitz, Edelman & Dicker, LLP, 38 AD3d 34, 38 [2006]; see EBC I, Inc. v Goldman, Sachs & Co., 5 NY3d 11, 19 [2005]). [read post]
11 Feb 2018, 7:21 am
Goldman Sachs, — F.3d —, Case No. 16-250, 2018 WL 385215 (S.D.N.Y. [read post]
22 Jan 2018, 4:18 pm
Goldman Sachs Group, Inc. [read post]
16 Jan 2018, 3:23 am
Nicolas De-Meyer was indicted in the United States District Court for the Southern District of New York on one count of interstate transportation of stolen property for his role in the alleged theft of $1.2 million from a victim who is described in various press reports as Goldman Sachs Group Inc. [read post]
25 Sep 2017, 8:09 am
District Court for the Western District of Texas granted summary judgment in favor of defendants Goldman Sachs & Co. and Deutsche Bank Securities Inc. on certain aspects of the method and rate that will be used to calculate damages in an RMBS suit brought by the Federal Deposit Insurance Corporation. [read post]
25 Sep 2017, 8:09 am
District Court for the Western District of Texas granted summary judgment in favor of defendants Goldman Sachs & Co. and Deutsche Bank Securities Inc. on certain aspects of the method and rate that will be used to calculate damages in an RMBS suit brought by the Federal Deposit Insurance Corporation. [read post]
21 Sep 2017, 6:43 am
In Karlo v. [read post]
17 Sep 2017, 7:30 pm
FOR IMMEDIATE RELEASE EXACTLY TEN YEARS AGOon September 17, 2007 NATIONAL COLLEGIATE STUDENT LOAN TRUST 2007-4Contact:Janice WalkerVice PresidentCorporate Communications617.638.2047Lee JacobsonVice PresidentInvestor Relations617-638-2065News for Immediate ReleaseFirst Marblehead Announces PreliminaryEstimate of Up-front Fees in UpcomingSecuritizationBOSTON, MA, September 17, 2007 – The First Marblehead Corporation (NYSE: FMD) today announced its estimated up-front structural advisory… [read post]
10 Jul 2017, 2:28 pm
Although the eight firms this—is Bank of America Corporation, The Bank of New York Mellon Corporation, Citigroup Inc., The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corporation and Wells Fargo & Company—were required to submit their plans on July 1, 2017, the Board and FDIC also announced that they were extending the deadline for American International Group, Inc. [read post]
31 May 2017, 3:34 am
Peikin has done high-profile defense work for Barclays PLC and Goldman Sachs Group Inc. [read post]
17 Apr 2017, 7:26 am
Goldman, Sachs & Co., April 12, 2017, Torres, A.). [read post]
6 Apr 2017, 6:05 am
Table 1: Investor Voting on Golden Parachute Proposals Investor Votes For (%) Votes Against (%) AllianceBernstein LP 70 30 BlackRock 93 7 BNY Mellon 66 34 Dimensional Fund Advisors, Inc. 68 27 Fidelity Management & Research 68 31 Goldman Sachs Asset Management LP 73 17 Northern Trust 99 1 SSgA Funds Management, Inc. [read post]
16 Nov 2016, 2:55 pm
"Ex-Goldman director Gupta seeks reversal in insider trading case": Nate Raymond of Reuters has a report that begins, "A U.S. appeals court on Wednesday signaled it was unlikely to overturn the 2012 insider trading conviction of Rajat Gupta, a former director of Goldman Sachs Group Inc and global managing director of McKinsey & Co. [read post]
11 Nov 2016, 4:07 am
Factual Background In May 2012, Facebook went public in an IPO underwritten by a syndicate of investment banks (collectively, “Underwriters”), led by Goldman Sachs & Co., Morgan Stanley & Co., LLC, and J.P. [read post]
15 Sep 2016, 12:51 pm
Halliburton Co., No. 15-11096 (5th Cir.). [read post]
29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup,… [read post]
