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(“BNY Mellon”), relating to its ESG assurances in violation of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. [read post]
22 Jan 2018, 4:18 pm by Kevin LaCroix
(here), in which the appellate court vacated the district court’s certification of a shareholder class in the securities class action lawsuit arising out of the investment company’s involvement in the creation and marketing of the infamous “built-to-fail” Abacus CDO. [read post]
31 Jan 2024, 9:01 pm by renholding
Plaintiffs asserted securities class actions at elevated levels in 2023 — a sign that filings will remain high in the year ahead. [read post]
9 Aug 2022, 6:11 am by Don Asher
  The investment in the prevention of workplace accidents, if not for moral reasons, should be considered as cost-effective to even the most profit-driven corporate head. [read post]
9 Aug 2021, 2:02 am by Deb Givens
Fortress Investment Grp., Intel and Apple have sued Fortress, a “patent enforcement entity” that aggregated more than a thousand patents—some of questionable quality according to the plaintiffs—to engage in “serial litigation” to prevent competitors from designing around a single patented technology. [read post]
20 Feb 2022, 2:19 pm by Keith Mallinson
While the DoJ Draft Revised Statemententirely avoids using the commonly-used terms “holdup” and “holdout,” it asserts that ‘opportunistic behavior by both parties can occur’ and that ‘opportunistic conduct by either SEP holders or implementers makes the implementation of standards more costlyand deters investment in future standards development, affecting all users and producers of standardized inputs and products, including small and large firms,… [read post]
18 Jan 2018, 8:47 am
The other is the maturation of Chinese outbound economic and investment policy, where its construction of an outbound nationalist globalization—the One Belt One Road policy—relies to some extent on the projection of commercial power through Chinese SOEs. [read post]
6 Aug 2009, 5:00 am
#IPBC DuncanBucknell what processes are you putting in place to get the ROI you should demand for your IP investment? [read post]
., an investment firm sued Storper, a former senior managing director, for breach of non-compete clauses in the parties’ agreements.[35]  Storper moved to dismiss under theories of waiver, laches and equitable estoppel, pointing to an email from his former employer congratulati [read post]