Search for: "Gary Bond "
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17 Nov 2021, 12:32 pm
Securities and Exchange Commission (SEC) Gary Gensler has asked staff to recommend rules around ensuring principal trading firms (PTFs) are appropriately registered as dealers, calling for improved transparency in the world’s biggest bond market. [read post]
24 May 2021, 6:31 am
Several studies have confirmed that Non-traded REITs underperform publicly traded REITs with some showing that Non-Traded REITs cannot even beat safe benchmarks, like U.S. treasury bonds. [read post]
3 Sep 2012, 11:00 pm
Peter Ghavami, Gary Heinz and Michael Welty were found guilty of fraud relating to bids to invest the proceeds from municipal bonds and other municipal finance contracts between 2001 and 2006. [read post]
7 Feb 2022, 5:25 am
SEC Chair Gary Gensler issued a statement before the Financial Stability Oversight Council on financial resiliency of capital markets with regard to money market funds, open-end bond funds, and hedge funds. [read post]
8 Jun 2021, 9:22 am
Be like Bond. [read post]
6 Dec 2006, 6:56 am
Ruth Ann Krause of the Gary Post Tribune writes:Lake Superior Court Judge Thomas Stefaniak Jr. recused himself from a case Tuesday involving a Hammond woman serving a three-year probation who recently was charged with theft and forgery. [read post]
31 Aug 2012, 1:35 pm
In May 2011, the Department of Justice announced that UBS had entered into an agreement to resolve anticompetitive activity in the municipal bond investments market (CCH Trade Regulation Reporter ¶50,273).The defendants are Peter Ghavami, Gary Heinz and Michael Welty. [read post]
12 Aug 2013, 10:04 pm
Gary Wheelock, owner of Montana City Meats, posted a $2,695 bond to be released from jail last week after he was arrested for the alleged assault and unlawful restraint of two state Department of Livestock meat inspectors and for allegedly obstructing a peace officer. [read post]
14 Jul 2010, 9:29 am
Chief Operating Operator and President Gary Cohn, the investment firm adamant that the bank did not bet against its own clients. [read post]
10 Jun 2016, 11:19 am
Municipal Bonds, 2012-2013: Municipal bond issuances in 2012 and 2013 totaled $918.4 billion. [read post]
18 Jun 2007, 3:25 am
This post about Barry Bonds from a week or so ago prompted an interesting exchange in the comments between me and Gary Gaffney, a University of Iowa physician who blogs about steroid use over at Steroid Nation. [read post]
13 May 2016, 6:46 am
In addition to Jason and John Galanis, the SEC’s complaint names Devon Archer of Brooklyn, N.Y., Bevan Cooney of Incline Village, Nev., Hugh Dunkerley of Huntington Beach, Calif. and Paris, France, Gary Hirst of Lake Mary, Fla., and Michelle Morton of Colonia, N.J. [read post]
5 Jan 2011, 6:39 pm
Original article - “The effect of cyclic loading to fiber-reinforced resin post retention: push-out bond strength” by Prajakta Prakash Mahindre, Gary Shun-Pan Cheung. [read post]
11 May 2016, 9:26 am
Galanis then acquired two investment advisory firms and installed officers to arrange the purchase of $43 million in bonds using clients’ funds. [read post]
21 Feb 2008, 7:45 am
Scheub is not alone in the Gary stairwells. [read post]
7 Oct 2013, 2:32 pm
Bankruptcy Judge, Northern District of California Gary M. [read post]
23 Dec 2009, 3:02 pm
Gary also represents clients in the fields of photographic, sculptural, literary and film arts. [read post]
5 Sep 2013, 3:06 am
Until March 2011, Gary H. [read post]
22 Apr 2022, 3:49 am
Pro Se Customer Sues Robinhood But Fails To Show For Round One of FINRA Arbitration (BrokeAndBroker.com Blog)FINRA Warns About Phishing Site: claims-finra.org"The Name's Bond:" Remarks at City Week by SEC Chair Gary GenslerWho Opened What Type of Account Becomes a Dilemma in E*Trade Federal Court Motion (BrokeAndBroker.com Blog)Pro Se Customer Sues Robinhood But Fails To Show For Round One of FINRA Arbitration (BrokeAndBroker.com… [read post]
29 Jun 2018, 7:13 am
Galanis, Archer, and Cooeny along with co-conspirators Jason Galanis, Hugh Dunkerley, Gary Hirst, and Michelle Morton fraudulently induced the Wakpamni Lake Community Corporation (“WLCC”), a Nat... [read post]
