Search for: "Global Commodities Group, LLC"
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14 Jan 2024, 5:01 am
It's an interesting and forceful argument, which I think some of our readers will agree with and still more will find interesting—it's signed by, among other lawyers, conservative star lawyer Jonathan Mitchell (as well as Gene Hamilton of America First Legal Foundation, Ronald Berutti of Murray-Nolan Berutti LLC, and Christopher Mills of Spero Law LLC): Plaintiff John Doe, a first-year law student at New York University, should be permitted to proceed under… [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
30 Jun 2023, 7:14 am
Over the last three years, Global SWF LLC has produced a quite useful GSR Scoreboard, which assesses the Governance, Sustainability, and Resilience progress and efforts of the world’s 200 largest State-Owned Investors.Global SWF has just released it latest GSR Scorecard. [read post]
11 May 2023, 9:01 pm
It also was in Chicago back in 2012 that, as Chair of the Commodity Futures Trading Commission (CFTC), I spoke with you about work to reform the $700 trillion swaps markets.[4] Quite a lively discussion ensued. [read post]
12 Apr 2023, 11:39 am
The CEO and mastermind of Future Income Payments LLC (FIP), formerly known as Pensions, Annuities, and Settlements LLC received a 10 year sentence in August 2022 after pleading guilty to fraud conspiracy. [read post]
23 Feb 2023, 9:01 pm
The section also entered a total of seven corporate resolutions, resulting in global monetary penalties of over $2.3 billion, and announced two corporate enforcement policy declinations with disgorgement. [read post]
10 Jan 2023, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Dec 2022, 8:00 am
And it was based on a submission from my group. [read post]
28 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
21 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
25 Oct 2022, 10:46 am
Investment groups, the Commodity Futures Trading Commission (CFTC), and the Securities Exchange Commission (SEC) have begun filing a host of lawsuits across the federal district courts, five major lawsuits alone in the months of September 2022 and October 2022. [read post]
28 Sep 2022, 12:37 pm
Citigroup Global Markets Inc. [read post]
10 Jun 2022, 7:22 am
-based consultancy Mercator Advisory Group. [read post]
20 May 2022, 9:28 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office issued a Notice of Covered Action (NCA) for an enforcement action taken against Kraft Foods Group, Inc. and Mondelēz Global LLC. [read post]
13 Apr 2022, 9:01 am
We represent many of the top commodity trading houses and financial institutions. [read post]
8 Mar 2022, 12:51 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
7 Jan 2022, 2:20 pm
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. [read post]
7 Jan 2022, 2:20 pm
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. [read post]
13 Oct 2021, 8:45 am
Harrison was unregistered, and ran his company, Global Trading Institute (GTI) since 2016 and the now-defunct Trading Advisement Program, LLC (TAP.) [read post]
