Search for: "Global Companies, LLC"
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17 Dec 2023, 9:03 pm
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]
16 Dec 2023, 4:42 pm
NetChoice, LLC and NetChoice, LLC v. [read post]
11 Dec 2023, 9:05 pm
Magnetar Global Event Driven Master Fund, Ltd., et al., and Verition Partners Master Fund, Ltd., et al. v. [read post]
10 Dec 2023, 7:51 pm
”Reprinted with permission from the [November 29, 2023 edition of the Pennsylvania Law Weekly] © 2023 ALM Global Properties, LLC. [read post]
21 Nov 2023, 6:00 am
As AI companies often operate globally, navigating a patchwork of different regulatory regimes across countries can be complex and costly. [read post]
16 Nov 2023, 9:04 am
Collecting over $400 million in combined civil penalties from twenty-five broker-dealers, advisory firms, and credit rating agencies for violations of federal recordkeeping requirements, including: Wells Fargo Bank Scotia Capital HSBC Global technology company ABB, Ltd, agreed to pay a $75 million civil penalty to resolve charges related to an alleged bribery scheme Companies that engaged in self-reporting, self-policing, remediation, and cooperation with SEC staff upon… [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 12:08 pm
In the wake of the recent Louboutin's red sole trade mark challenges, the refusal of a gold sole trademark application invites some reflections about the future of this type of trade marks.The applicant, a Puerto Rican company (Yeshua Investment consulting LLC) sought to register the sign above for the marketing of goods within Class 25, more specifically "metallic gold outer soles sold as an integral component of men's and women's shoes".The mark, as… [read post]
10 Nov 2023, 7:01 am
(CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
1 Nov 2023, 11:41 am
Freeport, like Masterworks, do not tokenize the objects themselves; Rather, they set up series LLC who acquires an artwork, via affiliated Freeport Curation LLC, which then becomes the series LLC’s primary asset and subject to investment under Tier 2 Regulation A of the Securities Act.[16] The tokens registered on the blockchain are just a corresponding visual representation of the ownership interest to a particular series, not conferring any rights that the share… [read post]
31 Oct 2023, 6:31 am
Purely Soothing (Pharmedica USA LLC) Pharmedica USA LLC issued a recall for its Purely Soothing brand eye drops on March 3, 2023. [read post]
31 Oct 2023, 6:31 am
Purely Soothing (Pharmedica USA LLC) Pharmedica USA LLC issued a recall for its Purely Soothing brand eye drops on March 3, 2023. [read post]
31 Oct 2023, 6:31 am
Purely Soothing (Pharmedica USA LLC) Pharmedica USA LLC issued a recall for its Purely Soothing brand eye drops on March 3, 2023. [read post]
21 Oct 2023, 9:34 am
● Centering Community Voices: How Tech Companies Can Better Engage with Civil Society Organizations, by Nadah Feteih and Elodie Vialle. [read post]
18 Oct 2023, 3:02 pm
The acquisition provides KLDiscovery with an established global delivery center in India, enabling the company to strengthen its managed document review services and expand its contract lifecycle management offerings. [read post]
18 Oct 2023, 10:24 am
by Dennis Crouch In the trademark case of Great Concepts, LLC v. [read post]
13 Oct 2023, 2:21 am
Drinks seasonal and global, plus the popular “Drinks I Have Been Drinking. [read post]
3 Oct 2023, 9:01 pm
The actions include public company disclosure and crypto matters, among others. [read post]
