Search for: "Global Industrial, LLC"
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19 Dec 2023, 3:12 pm
’” ABS Global, Inc. v. [read post]
17 Dec 2023, 9:03 pm
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]
11 Dec 2023, 9:05 pm
Magnetar Global Event Driven Master Fund, Ltd., et al., and Verition Partners Master Fund, Ltd., et al. v. [read post]
6 Dec 2023, 9:09 am
Cytonome/ST, LLC, 984 F.3d 1017 (Fed. [read post]
5 Dec 2023, 8:37 am
Trendily Furniture, LLC case. [read post]
21 Nov 2023, 6:00 am
Adonis Hoffman is CEO of The Advisory Counsel LLC and a former adjunct professor at Georgetown University. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 12:08 pm
That is so unless the sign deviates from industry norms in a significant way. [read post]
10 Nov 2023, 7:01 am
He has been in the industry since 1996. [read post]
9 Nov 2023, 6:29 am
He has been in the industry since 2000. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
7 Nov 2023, 9:56 am
” The Sanford & Hall Report is a virtual series that leverages the national security experiences of its co-hosts, Adriana Sanford, founder of Data Privacy Help, LLC, and an award-winning global threats expert, and retired USN Rear Admiral Garry E. [read post]
7 Nov 2023, 9:56 am
” The Sanford & Hall Report is a virtual series that leverages the national security experiences of its co-hosts, Adriana Sanford, founder of Data Privacy Help, LLC, and an award-winning global threats expert, and retired USN Rear Admiral Garry E. [read post]
31 Oct 2023, 8:41 am
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
18 Oct 2023, 3:02 pm
Harbor Acquires Legal Management Consulting Team from Stout Harbor, an expert services provider to the legal industry, today announced its acquisition of the Legal Management Consulting practice from Stout, a global investment bank and advisory firm. [read post]
13 Oct 2023, 2:21 am
Drinks seasonal and global, plus the popular “Drinks I Have Been Drinking. [read post]
3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
2 Oct 2023, 8:17 pm
Saskia Mehlhorn, our fellow Houstonian who’s the director of knowledge and research services at Norton Rose Fulbright, nita Cumello, global client, Director and Director of well being global large law firms at Thomson Reuters and Bree Buchanan, Senior Advisor at krill strategies, LLC, and co founder of the well being in law movement. [read post]
21 Sep 2023, 7:20 am
Medical marijuana continues to be a hot topic within the industry. [read post]
