Search for: "Global Risk Intermediary LLC"
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15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
8 Jul 2023, 4:11 am
Effectively, they constitute global law applying to billions of individuals, set by a few companies of the Global North. [read post]
11 May 2023, 9:01 pm
The following year, they passed the Securities Exchange Act of 1934 that covered intermediaries such as the exchanges themselves. [read post]
3 May 2023, 5:31 am
FTC Act does not include well-defined provisions for protecting consumer data or sharing data for research purposes, but it can and has been used to regulate data access agreements deemed deceptive, most notably In the Matter of Cambridge Analytica, LLC. [read post]
23 Feb 2023, 9:01 pm
The section also entered a total of seven corporate resolutions, resulting in global monetary penalties of over $2.3 billion, and announced two corporate enforcement policy declinations with disgorgement. [read post]
1 Feb 2023, 9:05 pm
M&A totaling over $1.5 trillion (approximately 43% of global M&A volume) for the year, as compared to approximately $2.5 trillion (roughly 43% of global M&A volume) in 2021. [read post]
25 Oct 2022, 10:46 am
Chicago Crypto Capital LLC et al In the Northern District of Illinois, the SEC has brought a civil action against Chicago Crypto Capital LLC (“Chicago Crypto”), its president and sole owner Brian B. [read post]
25 Jul 2022, 12:45 pm
See, for example, More Foundations Are Speeding Up Giving Due to Global Challenges (Chronicle of Philanthropy, 7/21/22). [read post]
13 Jun 2022, 12:39 am
The UK ICO has published its AI and data protection risk toolkit. [read post]
9 May 2022, 1:35 am
The ICO said it understands “the distinct benefits that AI can bring, but also the risks it can pose. [read post]
30 Mar 2022, 11:44 am
Listen on mobile platforms: Apple Podcasts | Spotify Links discussed in this episode: “Google LLC v. [read post]
16 Mar 2022, 5:51 pm
This is a significant problem in its own right, for what online intermediary is going to want to run the risk of being found to have hosted/disseminated sanctioned content? [read post]
2 Nov 2020, 9:17 am
In discussing the characteristics of fintech companies, Dan Gorfine, Founder and CEO of Gattaca Horizons LLC, emphasized speed, access, and “disintermediation” of traditional processes, noting that regulators historically have regulated through intermediaries, like banks and brokerages. [read post]
8 Oct 2020, 8:56 am
The developments might have significant consequences on the cryptocurrency industry globally. [read post]
20 Aug 2020, 3:58 am
Amazon.com, LLC, Case No. [read post]
22 May 2020, 4:52 pm
Google LLCDecision Date: March 26, 2018 The United States Court of Appeal for the Ninth Circuit upheld the district court’s dismissal of Prager University’s (“PragerU”) federal causes of action against YouTube and its parent company, Google, LLC, for allegedly censoring their video content uploaded to YouTube. [read post]
4 Dec 2019, 8:39 am
The post Chinese Regulators Are Serious About Investor Protection appeared first on Zamansky LLC. [read post]
24 Oct 2019, 2:40 pm
We allege that the defendants have failed to provide investors with information regarding Grams and Telegram’s business operations, financial condition, risk factors, and management that the securities laws require. [read post]
29 May 2019, 5:06 pm
Given its complete and utter lack of oversight and meaningful licensure, the cryptocurrency marketplace has spawned a growing global cadre of dangerous criminals, and the risks for retailers accepting cryptocurrency run a perilous gamut of legal, regulatory, financial, ethical and reputational dangers. [read post]
