Search for: "Goldman, Sachs & Co., Inc."
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29 Jun 2011, 4:28 pm
A civil action against a former Goldman Sachs Group Inc. director who allegedly gave Galleon hedge fund founder Raj Rajaratnam inside tips about the investment bank has been “postponed indefinitely,” according to a notice posted by the Securities and Exchange Commission. [read post]
23 Apr 2010, 5:26 am
The Securities and Exchange Commission recently filed civil fraud charges against investment bank, Goldman Sachs Group Inc. [read post]
30 Nov 2011, 10:35 am
Lawyers for former Goldman Sachs Group Inc. director Rajat Gupta will get to question the investment bank’s chairman Lloyd Blankfein as part of a related civil lawsuit by the Securities & Exchange Commission ahead of Gupta’s criminal trial on insider-trading charges in April. [read post]
19 Nov 2021, 3:27 am
FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
19 Nov 2021, 3:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6177/securities-industry-commentator/FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
19 Jul 2013, 5:37 am
’s $5 billion investment in Goldman Sachs as well as nonpublic details about Goldman Sachs’ financial results for the second and fourth quarters of 2008.For more information, visit SEC Obtains $13.9 Million Penalty Against Rajat Gupta. [read post]
13 May 2013, 12:22 pm
’s fraud claim against Goldman Sachs & Co. and M&T Bank. [read post]
21 Feb 2019, 11:44 am
The city of Philadelphia filed a lawsuit Wednesday accusing Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Royal Bank of Canada and Wells Fargo & Co of defrauding the city and public entities out of millions of dollars. [read post]
2 Sep 2011, 3:14 pm
., Citigroup, Inc., Deutsche Bank AG, Goldman Sachs & Co., JPMorgan Chase & Co., Merrill Lynch & Co. and Morgan Stanley, as well as their officers and lead underwriters. [read post]
28 Apr 2010, 3:26 pm
AIG was “on the risk” for billions in credit default swaps of the kind that Paulson’s hedge fund was on the other side of in the Goldman Sachs deal. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of: (i) Goldman Sachs Group, Inc. [read post]
18 Jun 2014, 7:47 am
The Financial Industry Regulatory Authority (FINRA) recently announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs & Co.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate information about trades performed by the firms and their customers, commonly known as “blue sheet” data, to FINRA, the SEC and other regulators. [read post]
16 Oct 2009, 6:12 pm
Richard Welty, principal at Welty Capital Management, talks about financial stocks including the Goldman Sachs Group Inc. and JPMorgan Chase & Co. [read post]
14 Nov 2007, 3:33 pm
Reuters is gushing - "Merrill Lynch & Co Inc on Wednesday named NYSE Euronext Chief Executive John Thain as its new CEO, bringing in an outsider with a Goldman Sachs pedigree to repair an image battered by wrong-way bets on subprime mortgages. [read post]
15 Nov 2013, 11:00 am
See Goldman Sachs & Co., Inc., SEC No-Action Letter, avail. 6/20/13, http://www.sec.gov/divisions/investment/noaction/2013/goldman-sachs-062013-iarule204-3.htm. [read post]
19 Jan 2011, 2:40 am
In Goldman Sachs Execution & Clearing, L.P. v. [read post]
15 Jul 2021, 2:54 pm
In its June 21, 2021 decision in Goldman Sachs Group, Inc. v. [read post]
26 Mar 2012, 7:12 am
Goldman Sachs, which was aware of Mr. [read post]
