Search for: "Goldman Sachs and Co"
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29 Apr 2024, 5:37 am
If I were a betting man, I would bet that the reason they subsidized the subscription price was to boost the share price by telling a growth story to Wall Street bankers (looking at you, Goldman Sachs) and retail traders because the subsidized subscription price increased subscribers. [read post]
22 Apr 2024, 1:11 pm
The IPO market has been in the doldrums since 2021, but there are promising signs that IPO activity could be on the rebound in 2024. [read post]
18 Apr 2024, 9:01 pm
One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. [read post]
16 Mar 2024, 6:16 am
Moderated by Professor Ryan Goodman, the panel consisted of Jameel Jaffer, the Executive Director of Knight First Amendment Institute at Columbia University and Executive Editor of Just Security; Kathryn Ruemmler, the Chief Legal Officer and General Counsel of Goldman Sachs and former White House Counsel to President Barack Obama; and Colin Stretch, the Chief Legal Officer and Corporate Secretary of Etsy and former General Counsel of Facebook (now Meta). [read post]
13 Mar 2024, 9:37 am
Speakers: Kathryn Ruemmler, Chief Legal Officer and General Counsel, Goldman Sachs; former White House Counsel to President Barack Obama Jameel Jaffer, Executive Director, Knight First Amendment Institute, Columbia University; Executive Editor, Just Security Colin Stretch, Chief Legal Officer and Corporate Secretary, Etsy; former General Counsel, Facebook (now Meta) Ryan Goodman (moderator), Anne and Joel Ehrenkranz Professor of Law, NYU School of Law;… [read post]
31 Jan 2024, 9:01 pm
Goldman Sachs Group Inc. [read post]
16 Jan 2024, 1:19 pm
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
27 Dec 2023, 11:21 am
Morgan Securities LLC Chase Investment Services Corp Merrill Richardson Goldman Sachs & Co, LLC William Blair & Company LLC Michael Solomon Maxim Group LLC HFP Capital Markets LLC Steven Thompson Network 1 Financial Securities Inc. [read post]
29 Nov 2023, 9:01 pm
Standalone Enforcement Actions by Primary Classification Primary Classification FY 2020 FY 2021 FY 2022 FY 2023 Investment Adviser / Investment Co. 21% 87 28% 120 26% 119 17% 86 Broker-Dealer 10% 40 8% 36 10% 46 12% 60 Securities Offering 32% 130 33% 142 23% 106 33% 164 Issuer Reporting / Audit & Accounting 15% 62 12% 53 16% 76 17% 86 Market Manipulation 5% 22 6% 26 7% 32 4% 22 Insider Trading 8% 33 6% 28 9% 43 6% 32 FCPA 2% 10 1% 5 1% 6 2% 11 Public Finance Abuse 3% 12 3% 12 4% 19 1% 6… [read post]
20 Nov 2023, 6:49 pm
A recent Goldman Sachs economics report estimated that 44% of tasks in the legal industry can be automated through generative AI. [read post]
15 Nov 2023, 6:26 am
For example: The SEC charged Goldman Sachs & Co. [read post]
14 Nov 2023, 9:01 pm
For example: The SEC charged Goldman Sachs & Co. [read post]
25 Oct 2023, 12:36 pm
Merrill Richardson Goldman Sachs & Co. [read post]
3 Oct 2023, 8:44 am
The settling financial institutions, charges, and civil monetary penalties are: Goldman Sachs (Goldman Sachs & Co. [read post]
22 Sep 2023, 6:02 am
The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. [read post]
18 Sep 2023, 4:46 am
Goldman Sachs & Co. is a powerhouse in investment banking, global securities markets, investment management, and consumer banking. [read post]
15 Sep 2023, 6:38 am
“My headline on that headline of the Journal report is that the article is plainly wrong,” Miebach said at an investor conference hosted by the investment bank Goldman Sachs. . . . [read post]
1 Sep 2023, 10:13 am
Further Reading Notice of Covered Action No. 2023-023 – Goldman Sachs & Co. [read post]
28 Aug 2023, 4:13 am
On August 29, 2023, the Commodity Futures Trading Commission ("CFTC") filed an Order settling charges against Goldman Sachs & Co. [read post]
7 Aug 2023, 8:25 pm
And as you know, which is near and dear to my heart with the webinars also free so well, you know, maybe maybe you’ll get lucky and you’ll get a response from from Goldman Sachs. [read post]
