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3 Nov 2022, 11:00 pm by Daniel Jin
 4131/1962, which generally provides that an investor who is not a Brazilian resident may freely invest in any financial instrument or security available to an investor who is a Brazilian resident, establishing a regulatory environment to allow for such investment. [read post]
31 May 2022, 4:51 am by Franklin C. McRoberts
Seibel alleged that Ramsay was responsible for the loss of his entire capital investment as well as anticipated lost future profits on the venture. [read post]
21 Mar 2022, 4:29 am by Peter J. Sluka
”  Madison Avenue Investment Partners, LLC (“MAIP”) was an investment LLC jointly owned by Ronald Dickerman (through his wholly owned company, “FER”) and Bryan Gordon (through his wholly owned company, “Harmony”). [read post]
4 Mar 2022, 8:00 am by Geoff Schweller
The SEC alleges that Justin Robert King and his company, Elevate Investments LLC, “were offering interests in the Elevate Investment Fund despite the fact that no such fund entity exists” and that “all investor money was held in brokerage and bank accounts in the name of King, his wife, and/or Elevate. [read post]
11 Nov 2021, 3:57 pm by Daily Record Staff
Hayes has joined the Trusts & Estates team at with Gordon Feinblatt LLC. [read post]
8 Nov 2021, 1:17 pm by Silver Law Group
  Carmine Berardi   First Standard Financial Advisory, LLC   Alexander Capital, LP   Jason Fekete   Ameritas Investment Company, LLC   Lincoln Financial Securities Corporation   Geoffrey Garratt   Spartan Capital Securities, LLC   First Standard Financial Company   Trevor Gordon   Sandlapper Securities, LLC   James Harold Goode, Jr. [read post]
Could the DAO’s activities cause it inadvertently to be deemed an investment company under the US Investment Company Act ? [read post]
2 Oct 2020, 6:11 am
Securities and Exchange Commission, on Saturday, September 26, 2020 Tags: Accountability, Compliance & ethics, Disclosure, SEC, SEC enforcement, Securities regulation, Transparency, Whistleblowers Sharing the Pain: How Did Boards Adjust CEO Pay in Response to COVID-19 Posted by Andrew Gordon (Equilar, Inc.), David F. [read post]
10 Jul 2020, 5:58 am
Kay, Pay Governance LLC, on Thursday, July 9, 2020 Tags: Equity-based compensation, Executive Compensation, Incentives, Management, Stock options, Tax Cuts and Jobs Act, Taxation What Board Members Need to Know about the “E” in ESG Posted by Sheila M. [read post]
19 Dec 2019, 10:13 am by Green, Schafle & Gibbs
If you or someone you know has been the victim of investment fraud or broker misconduct, please contact our attorneys immediately for a free consultation at 215 462 3330 or by using our online contact form. [read post]
8 Nov 2019, 3:00 am by Jim Sedor
His Ukraine investigation has now been invested with all the hopes and dreams that Democrats once placed in the special prosecutor Robert Mueller’s Russia probe. [read post]
3 Jul 2019, 2:23 pm by Deanna Besbekos-LaPage
Stoltmann Law Offices is aware that this investment was sold by brokerage firm Uhlmann Price Securities, LLC. [read post]
11 Apr 2019, 7:24 pm by Unknown
The Securities and Exchange Commission today charged two former directors of investments at Woodbridge Group of Companies LLC for their roles in its massive Ponzi scheme. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]