Search for: "Governance Risk Management Compliance, LLC"
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7 Dec 2023, 8:54 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
6 Dec 2023, 6:41 am
” “The firm admitted it failed to behave in a way that maintains public trust and failed to carry out the business effectively and in accordance with proper governance and sound financial and risk management principles. [read post]
4 Dec 2023, 7:33 pm
The government asserted additional allegations that are outside our scope. [read post]
28 Nov 2023, 8:12 am
The post OHA: Respond to SBA Size Determination Questions, or Risk an Adverse Inference first appeared on SmallGovCon - Government Contracts Law Blog. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Nov 2023, 1:01 pm
The White Law Group, LLC, is a nationwide law firm focusing on securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
9 Nov 2023, 9:01 pm
For individuals, the compliance costs could be disproportionately large relative to their financial activity. [read post]
7 Nov 2023, 11:13 am
[viii] Ignoring risks identified in the awardee’s proposal was also found improper. [read post]
6 Nov 2023, 10:12 am
Western Best LLC, No. 2:19-cv-01690 (D. [read post]
1 Nov 2023, 9:01 pm
Going forward, companies can avoid successor liability and de-risk transactions by awarding compliance a “prominent seat at the deal table,” engaging in thorough pre-transaction due diligence, and prioritizing timely self-reporting. [read post]
22 Oct 2023, 4:08 pm
Compliance with the Act can mitigate this risk. [read post]
20 Oct 2023, 2:40 pm
We encourage managers to review their marketing materials to ensure compliance if they have not done so already. [read post]
18 Oct 2023, 3:02 pm
AI Integration and Regional Considerations: eDiscovery Industry Outlook has Valuable Lessons for Emerging Europe A new eDiscovery survey reveals interest in AI adoption, but also concerns about results accuracy, compliance, and skills. [read post]
13 Oct 2023, 2:21 am
I represent corporations and individuals in white-collar criminal defense, internal investigations, and management of compliance risk. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
2 Oct 2023, 12:34 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
2 Oct 2023, 6:52 am
Attorney’s Office for the Northern District of Texas announced a settlement with Oliver Street Dermatology Management LLC. [read post]
13 Sep 2023, 1:36 pm
Moreover, federal regulations require DoD contractors to conduct a self-assessment of compliance with those 110 controls and report a compliance score (out of 110) in DoD’s Supplier Performance Risk System (SPRS). [read post]
12 Sep 2023, 12:29 pm
Remediation Verizon took prompt steps to remediate the issues, including by implementing compensatory security controls for its MTIPS solution; implementing a compliance program to avoid a reoccurrence of similar issues and conduct; making substantial capital investments in its governance, risk, and compliance platforms; reviewing and updating its MTIPS system security plan and related internal documentation; establishing a Compliance Center of… [read post]
