Search for: "Governance Risk Management Compliance, LLC"
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15 Dec 2022, 10:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
4 Sep 2012, 3:00 am
One thing for sure: Paul illustrates the great risk taken on by LLC members who enter into operating agreements that provide for without-cause expulsion of a member. [read post]
12 Jun 2019, 6:00 am
” “We formed Infinnium to address huge risk, cost and compliance issues in the information governance market space. [read post]
27 Mar 2022, 2:33 pm
Net Zero Strategy, will require companies to disclose information about (1) the company’s governance of climate related risks and relevant risk management processes; (2) how any climate related risks identified by the company have had or are likely to have a material impact on its business and consolidated financial statements, which may manifest over the short, medium, or long term; (3) how any identified climate related risks have… [read post]
11 Jun 2020, 6:40 am
In addition, as soon as AIS and Afognak learned of the misconduct, the companies engaged in extensive remedial measures, including enhancing their compliance program and internal controls by, among other things: revising their policies and procedures to complete the separation of the contract procurement and contract execution functions; conducting annual risk assessments related to government contracting; conducting regular audits of a sampling of all… [read post]
15 May 2018, 9:00 am
An Epic MSO Enforcement Case In Epic, there was a dispute between an MD and a medical management company, Epic Medical Management, LLC, with which the physician had contracted to supply non-medical management services to his practice. [read post]
21 Oct 2016, 1:00 am
Long, Gibson, Dunn & Crutcher LLP, on Wednesday, October 19, 2016 Tags: Banks, Broker-dealers, Commodities, Derivatives, Disclosure, Federal Reserve, Financial institutions, Financial regulation, Reporting regulation, Risk, Securities regulation, Systemic risk Navigating A New Management-Board Relationship Posted by Mark B. [read post]
5 Mar 2007, 11:31 am
AXS-One (Amex: AXO) is a leading provider of high performance Records Compliance Management solutions. [read post]
21 Sep 2022, 6:26 pm
Stamer’s legal and management consulting work throughout her nearly 35+ year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
5 Dec 2022, 8:26 am
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement on Friday to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of Global Net Lease Inc. [read post]
26 Jun 2019, 1:06 pm
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
2 Feb 2018, 6:10 am
Corporate Governance Update: Boards, Sexual Harassment, and Gender Diversity Posted by David A. [read post]
2 Sep 2011, 7:34 pm
Morrison is a Managing Director, General Counsel, and Chief Compliance Officer of Hall Capital Partners LLC. [read post]
20 Jan 2017, 6:13 am
Matsa, Northwestern University, on Friday, January 13, 2017 Tags: Acquisitions, Agency costs, Antitakeover, Executive ownership, Incentives, Management, Manager characteristics, Managerial style, Mergers & acquisitions, Risk-taking, Shareholder value Shareholder Challenges Pay Practice at Apple, Inc. [read post]
16 Jun 2010, 2:26 pm
“Policy formation, governance and risk management programs are a critical requirement as organizations assess implications to the enterprise (e.g., identity assurance, data loss, compliance, e-Discovery, security), arising from internal and external use of social networking and social media. [read post]
24 Dec 2023, 3:10 pm
This duty is essentially the requirement that board members are attentive to and oversee the business and affairs of the corporation, including its compliance with the law and its risk management processes. [read post]
6 May 2021, 4:53 am
Gimmal’s software helps streamline discovery, migration, governance, and compliance of information without impacting end users. [read post]
2 Feb 2018, 8:57 am
OCR’s investigation revealed MAPFRE’s noncompliance with the HIPAA Rules, specifically a failure to conduct its risk analysis and implement risk management plans, contrary to its prior representations, and a failure to deploy encryption or an equivalent alternative measure on its laptops and removable storage media until September 1, 2014. [read post]
25 Aug 2021, 6:00 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
15 Nov 2021, 10:39 am
Our Team also leverages the deep experience of the Firm’s Securities and Capital Markets and Public Finance Departments to counsel clients on the full spectrum of regulatory, compliance, and business issues arising from a government examination, investigation, and litigation. [read post]
