Search for: "Governance Risk Management Compliance, LLC"
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12 Aug 2022, 6:34 am
Cooley’s affiliated investment fund — GC&H Investments LLC — has taken stock in startup clients, a regular practice among firms and lawyers that advise technology companies. [read post]
28 Nov 2022, 12:56 pm
Stamer’s legal and management consulting work throughout her nearly 35 year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
4 Jan 2017, 3:55 pm
This annual compliance review should be in writing and presented to senior management. [read post]
2 Nov 2014, 11:29 am
The order also held Bruister Family LLC liable with all defendants for $885,065 and jointly liable with Bruister for $390,604. [read post]
7 Jun 2018, 9:58 am
Essentially, the regulations allowed for the federal government to fine nursing homes that were not in compliance, including Maryland nursing homes. [read post]
8 Jul 2019, 7:32 am
Stephen Berger, managing director and global head of government & regulatory policy at Citadel LLC, testifying on behalf of the Managed Funds Association (MFA) said that the MFA has been actively engaging with policymakers to address complexities arising from Brexit. [read post]
26 May 2023, 7:07 am
Understanding and adhering to these laws is essential for entrepreneurs and organizations to ensure compliance, protect their rights, and mitigate potential risks. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
7 Dec 2023, 8:54 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
9 Mar 2018, 6:06 am
Odell, and Jennifer Kennedy Park, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, March 7, 2018 Tags: Accountability, Boards of Directors, Compliance & ethics, Corporate culture, Disclosure, Management, Misconduct, Reputation, Risk, Risk management, Whistleblowers The Cost of Turning a Blind Eye Posted by Matthew Schoenfeld (Burford Capital), on Wednesday, March 7, 2018 … [read post]
24 Aug 2010, 6:01 pm
The federal government pays more than 40% of all money spent on healthcare in the U.S. and it is focused like never before on managing those costs. [read post]
23 Feb 2012, 12:54 pm
Banks Ted Banks is counsel to the law firm of Schoeman Updike Kaufman & Scharf: www.schoeman.com and President of Compliance & Competition Consultants, LLC: www.complianceconsultants.com). [read post]
22 Sep 2022, 3:25 am
Princess Martha, LLC, Case No. 8:22-cv-02182) filed in the U.S. [read post]
21 Dec 2017, 6:00 am
Davidson Kempner Capital Management LLC, Investment Advisers Act Release Nos. [read post]
20 Nov 2020, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 20, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 13–19, 2020. [read post]
7 Mar 2024, 6:59 am
Rather, most prudent businesses seek to enhance compliance with laws governing the use of ICs. [read post]
19 Mar 2007, 7:49 am
His law practice, Wolf Associates LLC, concentrates on corporate governance, compliance risk assessments, alternative conflict resolution, and special discovery counseling for complex litigation. [read post]
13 Sep 2023, 1:36 pm
Moreover, federal regulations require DoD contractors to conduct a self-assessment of compliance with those 110 controls and report a compliance score (out of 110) in DoD’s Supplier Performance Risk System (SPRS). [read post]
8 Sep 2017, 6:00 am
Bachelder, McCarter & English LLP, on Monday, September 4, 2017 Tags: Boards of Directors, Equity-based compensation, Executive Compensation, Executive performance, Executive value, Firm performance, Management, Management contracts, Shareholder activism, Shareholder value The Evolution and Current State of Director Compensation Plans Posted by John Ellerman, Peter England, and Blaine Martin, Pay Governance… [read post]
6 Jun 2013, 11:07 am
By Guest Columnist: Donna Boehme Principal at Compliance Strategists LLC and editor of the weekly CS Newsflash (and former chief compliance and ethics officer at two leading multinationals). [read post]
