Search for: "Governance Risk Management Compliance, LLC"
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16 Aug 2019, 6:00 am
Atkins, Patomak Global Partners, LLC, on Sunday, August 11, 2019 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Public firms, Risk disclosure, SEC, Securities regulation, Sustainability, Taxation Managing Legal Risks from ESG Disclosures Posted by David R. [read post]
17 May 2010, 5:00 am
How do we manage the depth and breadth of compliance while ensuring that we know all the risks and have the right controls in place? [read post]
28 Jan 2019, 8:18 pm
A recent Delaware corporate law case suggests the way that corporate action grounded in social responsibility, risk management and compliance interacts with traditional management of legal risk--for all parties. [read post]
4 Sep 2022, 2:53 pm
Otherwise, privacy programs that rely on these technologies will soon contain outdated data and risk non-compliance. [read post]
6 Jul 2016, 10:23 am
Take the government’s action against BEK Catering LLC, doing business as Floppers Foods LLC in Daphne, AL. [read post]
3 Jul 2020, 6:09 am
Chia, Soundboard Governance LLC, on Thursday, July 2, 2020 Tags: Boards of Directors, Engagement, Institutional Investors, Shareholder meetings, Shareholder voting, Virtual meetings Some Thoughts for Boards of Directors in 2020: A Mid-Year Update Posted by Martin Lipton, Steven A. [read post]
23 Mar 2008, 12:52 pm
Client experience management revisited: repairing broken windows - Legal business advisor Arnie Herz in his blog, legal sanity Focus groups and neuroscience - Las Vegas lawyer Tim Titolo in his Brain & Spine Injury Law Blog Easter and the funeral ritual: helping families get past Saturday - Kansas attorney William Statler of Statler Legal Services in his Death Care Compliance Law Blog Latinos seek citizenship in time for voting - Texas lawyer Bob Kraft of Kraft… [read post]
11 Feb 2022, 6:11 am
How Cyberattacks Target Stakeholders Posted by Meredith Griffanti, Evan Roberts, and Josh Chodor, FTI Consulting, on Friday, February 4, 2022 Tags: Cryptocurrency, Cybersecurity, Privacy, Ransomware, Risk disclosure, Risk management, Stakeholders ESG Engagement Success Posted by Hannah Orowitz, Georgeson, on Friday, February 4, 2022 Tags: Engagement, ESG, Institutional Investors, Proxy… [read post]
6 Nov 2020, 6:30 am
Robert Brown, Jr., Public Company Accounting Oversight Board, on Saturday, October 31, 2020 Tags: Accounting, Accounting standards, Audits, Institutional Investors, Oversight, PCAOB, Securities regulation 2020 Annual Corporate Directors Survey Posted by Paula Loop, Paul DeNicola, and Leah Malone, PricewaterhouseCoopers LLP, on Sunday, November 1, 2020 Tags: Board composition, Board turnover, Boards of… [read post]
14 Jan 2022, 5:57 am
FEC, Disclosure, ESG, Institutional Investors, Lobbying, Political spending, Reputation, Risk management Board Practices Quarterly: Diversity, Equity, Inclusion: One Year Later Posted by Natalie Cooper and Robert Lamm (Deloitte LLP), and Randi Val Morrison (Society for Corporate Governance), on Wednesday, January 12, 2022 Tags: Board composition, Board dynamics, Boards of… [read post]
10 Mar 2017, 6:09 am
Ringlee, Pay Governance LLC, on Saturday, March 4, 2017 Tags: Equity-based compensation, Executive Compensation, Executive performance, Firm performance, Long-Term value, Management, Pay for performance, Proxy advisors, Shareholder value, TSR Trends in Merger Investigations and Enforcement at U.S. [read post]
19 Feb 2021, 5:43 am
Biskup, Deloitte Financial Advisory Services LLP, on Friday, February 12, 2021 Tags: Compliance & ethics, COVID-19, DOJ, Misconduct, Risk assessment, SEC, SEC enforcement, Securities fraud, Securities regulation, Whistleblowers Retaining the C-Suite After CEO Turnover Posted by Marco Pizzitola, Joe Sorrentino, and Stephan Bosshard, FW Cook, on Saturday, February 13, 2021 Tags: Executive… [read post]
18 Mar 2019, 10:15 am
The settlement provides for three main forms of relief: $555,000 in monetary relief $9,250,000 in balance reduction relief/credits Ongoing compliance of defendants’ policies and practices with applicable law regarding collection of interest on settlement class member accounts We continue to urge the OCC to confront true lender and Madden risks directly. [read post]
23 Feb 2023, 9:01 pm
Before entering some of these resolutions, we saw only lip service paid to compliance, and in one case, managers who had substantial information about unlawful trading allowed it to continue. [read post]
1 Feb 2024, 6:19 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
6 Aug 2013, 3:39 pm
While this activist agenda in the anti-discrimination law area merits tighter compliance and risk management for all organizations, government contractors or subcontractors particularly face heightened risk as a result of recent expansions to the reach and requirements of nondiscrimination requirements. [read post]
27 Jan 2017, 6:08 am
Why Do Managers Fight Shareholder Proposals? [read post]
30 Jun 2017, 9:44 am
Steps to Ensure Vendor Compliance Both cases show how important it is for companies engaging third party telemarketing providers to have robust vendor management programs in place. [read post]
30 Jun 2017, 9:44 am
Steps to Ensure Vendor Compliance Both cases show how important it is for companies engaging third party telemarketing providers to have robust vendor management programs in place. [read post]
3 Nov 2017, 6:02 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 3, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 27–November 2, 2017. [read post]
