Search for: "HOS Security LLC"
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15 Mar 2023, 8:23 am
The SEC also charged Guo and Puerto Rico and New York-based G Club Operations LLC and New York-based Mountains of Spices LLC with violations of the registration provisions of the securities laws in connection with these offerings. [read post]
14 Feb 2022, 4:44 am
” The Appellate Division affirmed in all respects in Quattro Parent LLC v Rakib, 181 AD3d 518 [1st Dept 2020]. [read post]
25 Nov 2020, 6:26 am
Ellerman is partner and Szu Hui Ho is a consultant at Pay Governance LLC. [read post]
18 Mar 2019, 6:47 am
Recently, one of Laidlaw’s clients, Barry Hoing (Hoing), was charged by The Securities and Exchange Commission (SEC) for generating $27 million through a “classic pump-and-dump scheme. [read post]
18 Feb 2010, 2:00 pm
Shulman was formerly the Global Head of the Municipal Securities Group of UBS AG and the Head of Fixed Income for the Americas of UBS Securities LLC. [read post]
15 Jul 2020, 1:56 pm
Ho-Chunk, Inc. [read post]
13 Mar 2020, 6:31 am
, Risk, Securities litigation, Securities regulation, U.S. federal courts Executive Pay for Luck: New Evidence Over the Last 20 Years Posted by Jung Ho Choi, Brandon Gipper, and Shawn X. [read post]
8 Oct 2018, 3:47 am
Next came Ho v Yen where the court denied interim injunctive relief to a minority member who challenged the majority members’ adoption of a post-formation LLC agreement that authorized member expulsion and buy-out at book value (the majority members expelled the minority member within days after the amendment). [read post]
18 Mar 2013, 2:43 pm
Immigration and Customs Enforcement's (ICE) Homeland Security Investigations (HSI). [read post]
27 Nov 2020, 5:58 am
Ellerman and Szu Hui Ho, Pay Governance LLC, on Wednesday, November 25, 2020 Tags: Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting [read post]
19 Oct 2018, 6:08 am
Pushing the Boundaries of Securities Law Posted by Usha R. [read post]
27 Jun 2011, 6:47 am
Ho! [read post]
31 May 2012, 7:50 am
Cathas Advanced Technologies LLC is suing Expedia, Apple and Amazon in three different lawsuits for methods and storage mediums regarding communications, Web applications and marketing related services. [read post]
29 Oct 2010, 2:20 pm
Zoomba LLC is an action to enjoin the a group of defendants from selling hardware and software used to circumvent the security features in the Sony PlayStation 3 (PS3). [read post]
25 Feb 2022, 6:01 am
Kay, Pay Governance LLC, on Wednesday, February 23, 2022 Tags: Executive Compensation, Firm performance, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation, Shareholder value Monetization is the Key to Measuring Corporate Environmental Performance Posted by Nicholas Z. [read post]
20 Jul 2020, 10:53 am
Ho-Chunk, Inc. [read post]
13 Dec 2023, 3:42 pm
On Wednesday, House Republicans voted to open an impeachment inquiry into President Joe Biden. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
1 Feb 2019, 10:51 am
Securities regulation in virtual space. [read post]
