Search for: "Harbor Capital Funds LLC"
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16 Apr 2024, 7:57 am
Scheduled for April 18, 2024, at 4 pm CST the FREE webinar will focus on the tax implications for European companies entering the US market and will provide insights into: Tax system in the USA for corporations (corporate tax rate, taxable income, tax credits, alternative minimum tax (AMT), double taxation, state taxes, tax reporting, tax planning and compliance) Entity choice – tax implications of investing through a corporation, partnership or LLC Capitalization… [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
20 Nov 2023, 9:01 pm
” 28 On the second issue, the defendants attacked the claims on the basis that the claims were protected from clawback under the Bankruptcy Code’s “safe harbor”provision in section 546(e). 29 According to the defendants, the Bankruptcy Code’s safe harbor provision, intended to provide stability to the capital markets and to protect capital market transactions from being undone by Bankruptcy Code avoidance provisions, insulated the… [read post]
9 Nov 2023, 9:01 pm
This rule provided Crown Bridge with a safe harbor from the statutory definition of being an “underwriter,”[8] which allowed the firm to resell shares from converted notes without the need to register the resales under the Securities Act. [read post]
2 Nov 2023, 9:04 am
These include, among others: Large operating companies (20+ full time employees and $5 million in gross receipts/sales); Public companies; Venture capital fund advisors; Pooled investment vehicles; Subsidiaries of certain exempt entities (must be wholly owned subsidiaries); Insurance companies and insurance producers; Certain other highly regulated entities, such as: Banks; Credit unions; Bank holding companies; Securities brokers or dealers; SEC-registered investment companies or… [read post]
20 Oct 2023, 2:40 pm
SEC Adopts Final Rules for Private Fund Advisers. [read post]
3 Apr 2023, 6:18 am
LLC would not apply. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
4 Jan 2023, 7:27 am
But Harbor City Capital wasn’t the honest, ethical company it told everyone it was. [read post]
30 Sep 2022, 5:58 pm
In particular, he paid for the trades with funds in his TD Ameritrade account which were held in the U.S. [read post]
13 Jun 2022, 6:46 pm
However, he had already found that Carlyle’s interests diverged from the common stockholders with respect to the Sale and “There is no ‘safe harbor’ for such divided loyalties in Delaware. [read post]
15 Feb 2022, 2:05 pm
Ramas Capital M [read post]
3 Dec 2021, 1:29 pm
(CRD#:16361) of Dallas, TX, and 1st Global Capital Corp. [read post]
20 Jul 2021, 7:42 am
Dimengo is Managing Partner of Buckingham, Doolittle & Burroughs, LLC. [read post]
15 Jul 2021, 2:54 pm
”[10] Fortunately for them and their organizations, event-driven securities class actions can be dismissed with prejudice with well-crafted risk disclosures that enforce the safe harbor provisions afforded by the Private Securities Litigation Reform Act. [read post]
9 Jul 2021, 7:07 am
He also stressed that even under the current rules, amending or canceling a plan may call into question whether it was entered into in good faith and thus provides a safe harbor. [read post]
26 May 2021, 8:36 am
Maroney’s wife, Tonya Maroney, is also facing charges, as are Maroney’s companies, Harbor City Capital Corp. and Celtic Enterprises LLC. [read post]
5 May 2021, 7:46 am
If you have losses from the purchase of securities through Harbor City Capital Corp., Harbor City Ventures, LLC; Harbor City Digital Ventures, Inc.; HCC Media Funding, LLC or any of five other “special purpose” entities, contact Silver Law Group for a no-cost consultation at (800) 975-4345 or ssilver@silverlaw.com. [read post]
5 May 2021, 7:23 am
Maroney, accusing him of running an ongoing Ponzi scheme through his company Harbor City Capital Corp., LLC and other entities. [read post]
8 Jan 2021, 12:04 pm
PHI Air Medical, LLC v. [read post]
