Search for: "Harbor Capital Funds LLC"
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14 Feb 2018, 2:57 pm
Beyond the Supreme Court, there was notable activity at the Circuit Courts of Appeals and district courts, including continued disputes over the proper application of Halliburton II and significant decisions on scienter, misrepresentation issues, the safe harbor, loss causation and other securities issues. [read post]
17 Sep 2017, 7:30 pm
Before you invest in one or both of the offerings by the trusts, you should read the prospectus in that registration statement related to that offering and other documents that The National Collegiate Funding LLC has filed with the SEC for more complete information about The National Collegiate Funding LLC, the trusts, the securitization transactions, the student loans and the offerings. [read post]
Elements of Proof for Fraudulent Transfers in Florida: How to Determine if a Transfer Was Fraudulent
14 Mar 2017, 9:01 am
Hamilton Greens, LLC, 2016 U.S. [read post]
4 Jan 2017, 3:55 pm
Statements must be sent to the fund or, in certain cases, investors in the fund, within 120 days after the fund’s fiscal year-end. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
9 Jul 2015, 11:27 am
At least one broker-dealer, Wells Fargo Advisors, currently faces investor loss recovery claims in arbitration.Broadmeadow Capital, which is affiliated with F-Squared rival Good Harbor Financial, is petitioning the bankruptcy court to take over the remaining assets.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
6 Aug 2014, 2:57 pm
Under Regulation S, the SEC has provided a safe harbor for any offerings conducted entirely outside the U.S. and offered to non-U.S. persons, providing that such offerings are not required to be registered with the SEC. [read post]
6 Jun 2014, 5:09 am
Miller was a registered broker with several brokerage firms including Janney Montgomery Scott LLC and Investors Capital Corp. [read post]
22 Apr 2014, 6:56 pm
Majorland, LLC, 39 Fla. [read post]
10 Mar 2014, 3:24 am
On the other hand, the court also acknowledges that under LLC Law § 409(b)(2)’s safe-harbor provision, as manager Gary is entitled to rely on the advice of outside professionals, so long as he does so “in good faith. [read post]
11 Dec 2013, 7:48 am
One of the entities, HoldCo, served as the holding company and sole managing member of another entity, BH S&B Holdings LLC (Holdings), which was funded by Bay Harbour, York Capital, and another entity. [read post]
10 Jul 2013, 1:32 pm
Shelter Capital: A Cautionary Tale of Rightsowner Overzealousness"). [read post]
21 Jun 2013, 3:30 am
LLC, an investment management and investment banking firm. [read post]
20 May 2013, 7:31 am
LLC and RBC Capital Markets LLC after the ambulance service business' $438 million sale to Warburg Pincus LLC two years ago. [read post]
31 Dec 2012, 2:00 am
Capsag Harbor Management, LLC, 2012 NY Slip Op 32559(U) (Sup Ct NY County Oct. 3, 2012), a rare case involving an untimely, unsuccessful effort by a minority member of an LLC to challenge the $465.00 price paid to him after he dissented from a merger engineered by the controlling member. [read post]
20 Jun 2012, 7:06 pm
Thus, the issue remains whether copyright owners should go after search engines or venture capital companies funding the search engines or the websites that facilitate them in the act of copyright infringement. [read post]
11 Jun 2012, 11:04 am
A recently passed law has added a new way for them to raise such funding. [read post]
3 Jan 2012, 9:21 pm
Prior to joining SKY Harbor Capital Management, Mr. [read post]
27 Dec 2011, 8:19 am
Shelter Capital Partners LLC, 2011 WL 6357788 (9th Cir. [read post]
9 Nov 2011, 1:05 pm
Also, a security is not just common or preferred shares in a corporation or membership interests in an LLC, but includes warrants, options, and convertible notes. [read post]
