Search for: "Harbor Private Funds LLC" Results 1 - 20 of 89
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24 Aug 2011, 2:47 am by Hedge Fund Attorney
 Employers may obtain coverage through a private carrier, the New York State Insurance fund or through self-insurance. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
  Alternatively, The National Collegiate Funding LLC, any underwriter or any dealer participating in the offering will arrange to send you a prospectus if you request it by calling toll-free 1-800-831-9146.Statements in this press release regarding the planned purchases of private student loans and the related issuances of student loan asset-backed notes, including statements regarding the size, timing, collateral pool composition and structure of the planned… [read post]
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted… [read post]
11 Jun 2012, 11:04 am by Nissenbaum Law Group
The exemptions are not available to public companies in the United States, to foreign private issuers or to private investment companies (hedge funds, etc.). [read post]
9 Nov 2011, 7:42 am by Jeffrey W. Berkman, Esq.
The parameters of the Private Offering exemption are hard to delineate, and thus the SEC adopted Rule 506 of Regulation D as a "safe harbor" that sets forth  standards for meeting the exemption. [read post]
7 Feb 2014, 9:24 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
9 Nov 2011, 1:05 pm by Jeffrey W. Berkman, Esq.
The parameters of the Private Offering exemption are hard to delineate, and thus the SEC adopted Rule 506 of Regulation D as a "safe harbor" that sets forth  standards for meeting the exemption. [read post]
19 Apr 2022, 5:05 am by David W.S. Lieberman
 Below we explain what the law prohibits, and its key terms and safe harbors. [read post]
4 Jan 2023, 7:27 am by Silver Law Group
” The Devolder Organization, LLC Within a few weeks of the SEC action, Santos formed Devolder Organization LLC and incorporated it in Florida. [read post]
25 Apr 2012, 5:31 am by Jodi Frankel
., an Associate in McNees Wallace & Nurick LLC's Labor and Employment Practice Group in Columbus, Ohio. [read post]
25 Apr 2012, 1:25 pm by Robert Freeman
On April 16, Governor Robert McDonnell announced that the commonwealth has obtained the necessary funding to go ahead with a public-private partnership bridge project. [read post]
20 Jun 2012, 7:06 pm by Geri Haight
Torrent file sharing networks distribute large media files to private users. [read post]
6 Aug 2014, 2:57 pm by Cathy Holmes
  Under Regulation D, the SEC has provided another safe harbor for private offerings conducted in the U.S. and offered to qualified U.S. and non-U.S. persons, providing that those offerings are not required to be registered with the SEC. [read post]
3 Jan 2012, 9:21 pm by Susan Mangiero
 William Carey, President, F-Squared Retirement Solutions Attorney Gordon Eng, General Counsel and Chief Compliance Officer, SKY Harbor Capital Management, LLC Dr. [read post]
13 Jun 2022, 6:46 pm by Francis Pileggi
The Chancery Court recently required Authentix Holdings L.P. directors who were also employees of the brand protection services company’s controlling stockholder, private equity giant The Carlyle Group, to show that Authentix’s sale to Carlyle-connected Blue Water Energy met Delaware’s exacting entire fairness standard, in Manti Holdings LLC et al. v. [read post]