Search for: "Hedge Strategy Fund LLC"
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18 Apr 2024, 7:37 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
26 Jan 2024, 4:00 am
One year ago, I wrote a column discussing how Morris and others reportedly met to plan out a scorched earth strategy to attack and threaten critics. [read post]
12 Jan 2024, 11:58 am
Due to their large size, block trades are often conducted by institutional investors, such as mutual funds, pension funds, or hedge funds, who have the financial capacity to handle such transactions. [read post]
2 Jan 2024, 11:26 am
Traders and professionals use options to manage risk by seeking income, speculating, or hedging against potential losses. [read post]
8 Nov 2023, 10:14 pm
While there may be trading and hedging strategies that justify holding these investments longer than a day, buy-and-hold investors with an intermediate or long-term tim [read post]
20 Oct 2023, 2:40 pm
The SEC’s Division of Enforcement Director, Gurbir Grewal, noted the “attention-grabbing power” of hypothetical performance on prospective investors who may conflate the advertised strategies with their own investment objectives. [read post]
19 Oct 2023, 12:28 pm
His methodology and the Nanban companies include trading, real estate, hedge funds, and pooled investment funds. [read post]
3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
25 Sep 2023, 12:44 pm
Shkreli directed the minute details of Vyera’s business and strategy Shkreli remained CEO until his arrest in December 2015 for securities fraud stemming from conduct at his hedge funds and at Retrophin. [read post]
5 Sep 2023, 7:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
16 Aug 2023, 10:52 am
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
28 Jul 2023, 1:02 pm
The Federal Bureau of Investigation (FBI) describes securities fraud as criminal activity that can include high-yield investment fraud, Ponzi schemes, pyramid schemes, advanced fee schemes, foreign currency fraud, broker embezzlement, hedge-fund-related fraud, and late-day trading. [read post]
19 Jul 2023, 11:32 am
Examples of Limited Partnership Investments Some examples of limited partnerships include real estate partnerships, oil and gas partnerships, private equity funds, and hedge funds. [read post]
30 Jun 2023, 7:14 am
Financial markets have recovered some of the lost ground, and the world’s 13 largest indices are up on average +10.8% this year so far.And it is not only listed equities – in public markets, bonds are up +3.1%, and hedge funds are up +2.0%. [read post]
9 May 2023, 9:01 pm
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
12 Apr 2023, 11:39 am
Smith managed and controlled Broad Reach Capital LP, a pooled investment fund/hedge fund that was established in February 2016 and was open to accredited investors. [read post]
12 Apr 2023, 8:25 am
These hedge fund managers are supposed to act in the best interest of the client and follow the strategy that they said they would. [read post]
1 Mar 2023, 12:27 pm
Right. 09:57 Well, can you see with a complex product is structured product or a hedge fund, the broker will have certain talking points to sell to sell the investment to a customer. [read post]
