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30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]
30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]
30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]
30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]
28 Aug 2023, 5:01 am
By Anne Sherry, J.D.SEC Commissioner Hester Peirce said that she declined to support the agency’s new rulemaking on private fund advisers because it is “ahistorical, unjustified, unlawful, impractical, confusing, and harmful. [read post]
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
6 Aug 2023, 9:01 pm
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
2 Aug 2023, 11:37 am
As a result, management lacked visibility into employee complaints, and thus could not assess whether any material issues existed that would have required public disclosure.[2] The SEC decision came with a notable dissent from Commissioner Hester M. [read post]
28 Jul 2023, 6:30 am
Posted by Julie Daum (Spencer Stuart) and Kira Ciccarelli (Diligent Institute), on Thursday, July 27, 2023 Tags: Board of Directors, committees, Environmental proposals, ESG, Oversight, Sustainability Statement by Commissioner Peirce on Public Company Cybersecurity Disclosures Posted by Hester M. [read post]
28 Jul 2023, 6:30 am
Posted by Julie Daum (Spencer Stuart) and Kira Ciccarelli (Diligent Institute), on Thursday, July 27, 2023 Tags: Board of Directors, committees, Environmental proposals, ESG, Oversight, Sustainability Statement by Commissioner Peirce on Public Company Cybersecurity Disclosures Posted by Hester M. [read post]
27 Jul 2023, 2:58 pm
Commissioner Hester Pierce, in her dissent from the rules’ adoption, the rules will push company into spending resources complying with the rules and conforming with the company’s other disclosure practices “instead of on combating cyber threats as they see fit. [read post]
27 Jul 2023, 9:11 am
Gensler and Commissioners Caroline Crenshaw and Jaime Lizárraga voted to issue the proposal, while Commissioners Hester Peirce and Mark Uyeda voted against it.Based on the Commission’s analysis and extensive public input, the current framework on conflicts of interest needs to be modernized in light of new technology, said Lizárraga.Crenshaw pointed to recent developments in national policy on artificial intelligence. [read post]
27 Jul 2023, 6:31 am
Posted by Hester M. [read post]
27 Jul 2023, 6:31 am
Posted by Hester M. [read post]
13 Jul 2023, 5:22 am
“Recent failures in the banking sector brought into sharper focus the need to review vulnerabilities in the existing customer asset protection framework for broker-dealers,” said Lizárraga.Commissioner Hester Peirce supported the proposal but said she hoped commenters would help determine if the $250 million threshold is set at the appropriate level. [read post]
7 Jul 2023, 4:13 am
Alex Foxtrot” or “Colonel Donna Whiskey” for, say, Alan Franks or Diane Walters.12 Neutral descriptive pseudonyms, such as Pseudonym Taxpayer, Rose and David Septuagenarian, or Hmong I.13 Potentially argumentative pseudonyms, or more broadly ones that are likely to arouse sympathy, such as Jane Endangered and Jane Imperiled, Whistleblower, Victim A, or Navy Seal.14 Famous-name pseudonyms, such as Publius,15 Hester Prynne from The Scarlet Letter, Gertrude Stein,… [read post]
6 Jul 2023, 5:49 am
"26 Indeed, even pure initials can be identifying, when coupled with other indications, such as the small school that the party is attending.27 Famous pseudonyms can be distracting, and can also bring political spin that might subtly influence the judge or jury, as with Hester Prynne (the name of the heroine in The Scarlet Letter,28 who was publicly shamed for adultery, used in a challenge to a sex offender registration law). [read post]
27 Jun 2023, 9:01 pm
Thank you, Christina [Maguire], for that introduction and congratulations on becoming President and CEO of the Society [for Corporate Governance] (the “Society”) this past January. [read post]
16 Jun 2023, 9:45 am
Hester Presidential Professor, University of Oklahoma College of Law.] [read post]
