Search for: "ILLINOIS DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION"
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17 Nov 2023, 3:00 am
But registrants are not required to disclose details including whether they lobbied for or against specific legislation or regulations, even as the lobbying activities of a company can carry reputational risks to its investors. [read post]
13 Nov 2023, 10:58 am
Illinois Fines Blue Cross Blue Shield of Illinois $231,900 on Provider DirectoriesIn a follow-up investigation of company practices, the Illinois Department of Insurance (Department) fined the Health Care Services Corporation (HCSC), parent company of Blue Cross Blue Shield of Illinois (BCBSI) for apparent violations of the state’s Network Adequacy and Transparency Act (NATA). [read post]
27 Oct 2023, 10:41 am
FINRA Rules and Regulations – Common FINRA Violations The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees and regulates the behavior of firms and professionals in the financial industry in the United States. [read post]
22 Sep 2023, 5:55 am
Although Department of Justice (DOJ) policies advise caution in seeking nondisclosure orders, given how quickly and easily electronic data can be deleted or altered, or other harms materialize by alerting targets to the scope and direction of an investigation, prosecutors will often have a basis for seeking such orders. [read post]
14 Sep 2023, 8:22 am
Doctors: The Illinois Department of Financial and Professional Regulation requires physicians to complete 150 continuing medical education (CME) credits every renewal cycle. [read post]
14 Sep 2023, 8:17 am
Doctors: The Illinois Department of Financial and Professional Regulation requires physicians to complete 150 continuing medical education (CME) credits every renewal cycle. [read post]
8 Sep 2023, 4:00 am
The Department of Defense Ethics and Anti-Corruption Act would impose a four-year ban on defense contractors hiring senior Pentagon officials and enact a similar ban on former Defense Department employees who managed their contracts. [read post]
21 Aug 2023, 7:47 am
Previously he practiced constitutional and administrative law, with special focus on energy and financial regulation, with Baker Botts LLP and Boyden Gray & Associates PLLC. [read post]
21 Aug 2023, 7:47 am
Previously he practiced constitutional and administrative law, with special focus on energy and financial regulation, with Baker Botts LLP and Boyden Gray & Associates PLLC. [read post]
17 Aug 2023, 10:49 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
1 Aug 2023, 4:27 pm
When dealing with ESG, businesses today face the difficult task of determining how best to implement ESG-based policies, procedures, and practices, while mitigating the risk that such actions may draw the ire of officials and regulators who view the consideration of ESG factors in investment decisions to be a breach of the fiduciary duty to prioritize return on investment over non-financial considerations. [read post]
28 Jul 2023, 4:00 am
Lobbyists say Biden’s regulators push is driving a significant amount of their work. [read post]
26 Jul 2023, 6:32 am
Whether you are a doctor, nurse, pharmacist, psychologist, dentist, chiropractor, real estate agent, lawyer, accountant, or any other licensed professional, the Illinois Department of Financial and Professional Regulation (IDFPR) has the authority to investigate and take disciplinary action if you are found to have violated the rules and regulations governing your profession. [read post]
19 Jul 2023, 6:00 am
To make matters worse, the Illinois Department of Financial and Professional Regulation may take disciplinary action against your professional license. [read post]
14 Jul 2023, 4:00 am
The campaign continues to employ three traditional fundraising professionals to generate donations, and the new program will mostly generate new small-dollar gifts. [read post]
12 Jul 2023, 7:40 am
Understanding Disciplinary Actions for Psychologists The Illinois Department of Financial and Professional Regulation (IDFPR) is responsible for regulating and disciplining licensed professionals, including psychologists. [read post]
7 Jul 2023, 1:24 pm
He allegedly transferred money from his customers to third parties and accounts held in his family’s names by altering pre-signed checks to hide his alleged activities from the firm’s compliance department. [read post]
23 Jun 2023, 4:00 am
The justice did not report the 2008 trip on his annual financial disclosures. [read post]
9 Jun 2023, 4:00 am
The Justice Department has charged a handful of other political operatives with fraud for running what prosecutors called “scam PACs. [read post]
24 May 2023, 6:37 am
These allegations are consistent with the Department of Justice’s court filings in Cohen’s federal criminal case. [read post]
