Search for: "IN THE MATTER OF THE ENFORCEMENT OF A SUBPOENA."
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9 Nov 2012, 6:57 am
In a subsequent subpoena enforcement hearing, Judge R. [read post]
17 Jan 2023, 3:15 am
Last week, the SEC announced a subpoena enforcement action against Covington, looking to get the names of clients that were affected by a cyber attack against the firm in November 2020. [read post]
15 May 2024, 10:10 am
Steve Bannon was subpoenaed to testify before Congress. [read post]
24 Oct 2017, 9:33 am
Investigations where the SEC believes there is an ongoing harm can be in court in a matter of days. [read post]
29 Jun 2021, 11:28 am
If the fine is not paid within that time, the FCC may refer the matter to the Department of Justice for enforcement of the forfeiture. [read post]
28 Jan 2008, 3:22 am
Use of an Attorney General's subpoena duces tecum to get defendant's DNA constituted a search for which probable cause was required, and here it was lacking even to support the issuance of the subpoena. [read post]
15 Jan 2015, 8:13 am
Effectively the SJC says, under Fisher it is irrelevant whether police could have obtained a warrant to search for the documents in the hands of the client, when the question is whether a subpoena to a lawyer can be enforced. [read post]
16 May 2022, 4:10 am
In a speech at the Securities Enforcement Forum West 2022 Conference, SEC Enforcement Director Gurbir Grewal discussed the factors that can contribute to delays in SEC investigations, and he laid the blame on the tactics used by defense counsel, including Division of Enforcement alums. [read post]
28 Apr 2014, 11:03 am
However, the Court found that these orders may look like search warrants but they are more like subpoenas. [read post]
8 May 2018, 9:50 am
This is not a Court, on either end of the bench, accustomed to passivity on matters it determines to be of consequence. [read post]
18 Jun 2015, 12:15 pm
Attorney's Office sought a gag order and continues to enforce it. [read post]
31 Jan 2022, 2:35 am
FINRA the Sheriff of Nothing-ham and Robinhood (BrokeAndBroker.com Blog)In re: JANUARY 2021 SHORT SQUEEZE TRADING LITIGATION (This Document Relates to the Robinhood Tranche) (Order SDFL)CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud (CFTC Release)Cardinal Health Agrees to Pay More than $13 Million to Resolve Allegations that it Paid Kickbacks to Physicians (DOJ Release)SEC Denies Enforcement Testimonial Subpoena for… [read post]
10 Jul 2020, 5:21 pm
The court defined the question presented as a matter of first impression, stating it had “never addressed a congressional subpoena for the President’s information. [read post]
15 Jun 2007, 2:08 pm
Instead, it would be far easier to simply allow the Puerto Ricans to enforce their subpoenas (without a specific statute) and allow the government to assert its defenses. [read post]
21 Jan 2009, 1:42 am
Third, courts apparently have been willing to consider outside factual matter (for example, the affidavit testimony of one of the attorneys involved regarding the nature of the investigation surrounding the subpoena), which can be highly relevant to a fact intensive inquiry. [read post]
9 May 2017, 6:40 am
EEOC subpoena. [read post]
23 Dec 2018, 7:04 pm
“The Mystery Grand Jury Dispute Involving A Foreign-Owned Company Is Now At The Supreme Court; Chief Justice John Roberts put the matter on hold while the justices consider a request to halt enforcement of a document request linked to the special counsel’s office”: Chris Geidner of BuzzFeed News has this report. [read post]
31 Dec 2021, 8:14 am
If you don’t recall this procedure, it says that after sending a 512(c)(3) takedown notice, a copyright owner can get, as a matter of right, an unmasking subpoena. [read post]
19 Jan 2009, 5:32 am
By Dino TsibourisThe US Supreme Court will consider whether the New York Attorney General can enforce antidiscrimination laws against federally chartered banks. [read post]
25 Aug 2020, 8:06 am
Following Marrero’s ruling, Trump immediately sought to prevent Vance from enforcing the subpoena pending an appeal. [read post]
