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” The nonsolicitation clause restricted employees from “directly or indirectly . . . , solicit[ing] or encourage[ing] any . . . customer or supplier of the Company to terminate or otherwise alter his, her or its relationship with the Company. [read post]
24 Jan 2013, 4:12 am by Broc Romanek
The model will be designed to identify possible instances of "earnings management," though Mr. [read post]
19 Nov 2018, 6:00 am by Nathaniel Sobel
He said: [T]he Commission incorporates cybersecurity considerations in its disclosure and supervisory programs, including in the context of the Commission's review of public company disclosures, its oversight of critical market technology infrastructure, and its oversight of other regulated entities, including broker-dealers, investment advisers and investment companies. [read post]
16 Aug 2012, 2:49 am by LindaMBeale
  Because interest is deductible, it actually increases profits by lowering the company's federal income taxes; yet because it isn't required to be used by the firm to actually improve the products or services offered, it is often used instead to pay dividends to the private equity firms, paying off whatever actual investment the private equity firm made in the company. [read post]
29 Aug 2023, 8:10 am
For the purposes of this report, “ESG approaches” include those as part of sustainable finance, environment and social risk management (ESRM), know your customer due diligence (KYC) and sustainability more generally. [read post]
17 Aug 2023, 1:02 pm by Matt Miller
As more advisory services, investment companies, and public companies have publicized their Environmental, Social, and Governance (ESG) goals, the U.S. [read post]
3 Dec 2012, 6:42 am by Asher Bearman
The Court affirmed as reasonable the award of damages of the minority members’ initial investment plus ten percent, and attorney’s fees for bad faith on behalf of the manager. [read post]
31 May 2007, 11:57 pm
Leo wants a world in which investors, managers, and employees are invested for the long haul, but he doesn't want to destroy markets. [read post]
23 Sep 2021, 6:59 pm by The White Law Group
The firm has received numerous calls from investors who have allegedly suffered financial losses investing with Shillin and Shillin Wealth Management. [read post]
13 Mar 2019, 8:09 pm
The Council now largely operates on the basis of data and data analytics respecting companies in its investment universe. [read post]
24 Mar 2009, 10:08 am
The aim of the guidelines is to prevent foreign-invested enterprises (FIEs), or more realistically the owners and managers that run them, from shutting down their China operations without "undertak[ing] proper closure procedures" relating to "creditors, employees, and other affected parties. [read post]
22 Aug 2017, 1:29 pm
Most OBOR investment will be through Chinese State Owned Enterprises - thus raising the potential of non-financially motivated FDI (as it does with other nations’ state-owned companies). [read post]
28 Sep 2021, 7:35 am by Adam Chan
Both committees review certain foreign companies’ American investments. [read post]
”14 Banks are also encouraged to consider a range of risk mitigation options for managing climate-related credit risks, including: Adjusting credit underwriting criteria; Imposing loan limitations or restrictions, such as shorter-tenor lending, lower loan-to-value limits or discounted asset valuations; and Setting limits on or applying “appropriate alternative risk mitigation techniques” to exposures to companies, economic sectors, geographic regions or segments… [read post]
28 Dec 2010, 10:41 am by Keith Griffin
Heading the list of offenders was Rhonda Breard, a former broker for ING Financial Partners. [read post]
12 Apr 2012, 8:44 am by Jill Mandell
After McReynolds, the answer may depend, in the words of the Seventh Circuit, on “which side of the line…separat[ing] a company-wide practice from an exercise of discretion by local managers” your case falls. [read post]
5 Aug 2020, 3:03 am by Lynn Jokela
  Risk management of ESG issues is not a simple corporate responsibility, especially as the issues become more complex and interrelated for companies and our financial markets, communities, and planet. [read post]
” Other considerations will include whether a company has made working on compliance a “means of career advancement” or a “significant metric” for management bonuses. [read post]
30 Jun 2023, 6:11 pm
SCEs can be ordinary companies established under private law; funds managed by the central banks created through special legislation, constitutional law, or even mentioned directly in the constitution of the state of origin; or public agencies. 4 Governments can effectively exercise control over SCEs with a concentrated equity shareholding below 50 percent or special voting rights in cases of diluted ownership. [read post]
15 Jul 2010, 11:42 am by Steve Bainbridge
Why subsidize banks to borrow with a government guarantee to invest in riskier assets? [read post]