Search for: "INSTITUTIONAL TRADING CORPORATION" Results 1 - 20 of 6,370
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2 May 2024, 12:35 pm by The White Law Group
Over a four-year period, RBC allegedly improperly allocated bonds intended for institutional customers and dealers to “flippers,” who then resold them for profit. [read post]
1 May 2024, 6:56 pm by Melinda Bell
For large multinational corporations, reduced appetite for the use of non-competes may already be influenced by global developments, particularly the FTC’s ban on non-competes in the US. [read post]
1 May 2024, 7:50 am by Guest Contributor
Additionally, there’s a growing discourse on the responsibility of corporations for environmental crimes, with calls for legal frameworks to hold corporate entities accountable for their environmental impacts. [read post]
1 May 2024, 6:05 am by Paul M. Barrett
The Commission can fine companies up to 6 percent of their global revenue and has the authority to interview company officials and even raid corporate offices. [read post]
1 May 2024, 4:24 am by Rob Robinson
Governments worldwide are also introducing carbon pricing mechanisms, such as carbon taxes and emissions trading schemes. [read post]
30 Apr 2024, 5:22 am by Brian Albrecht
It coincided with a growing policy debate about rising corporate power, declining competition, and the role of antitrust. [read post]
30 Apr 2024, 4:17 am by Antonios Baris
(Referring to Opinion of Advocate General (AG) Szpunar in Louboutin, C-163/16, See here)When copyright works become trade marksThe session ended with Dr. [read post]
29 Apr 2024, 10:00 pm by Sherica Celine
The Consumer Financial Protection Bureau (CFPB) and the Federal Trade Commission (FTC) have authority to enforce the Fair Debt Collection Practices Act (FDCPA) and take action against any debt collector who fails to comply with the FDCPA. [read post]
28 Apr 2024, 11:33 am by admin
After all, by 1999, The Institute of Medicine (now the National Academies of Science, Engineering, and Medicine) delivered its assessment of the safety of silicone breast implants. [read post]
26 Apr 2024, 12:16 pm by Stephen Honig
  There is risk that some broader styles of articulating trade secret protection may constitute a de facto illegal noncomp, however:  what about a clause that says that trade secrets includes anything learned by the employee during the employment that could enhance a competitive effort? [read post]
26 Apr 2024, 6:30 am
Dumont, Dave Navetta and Michael Egan, Cooley LLP, on Tuesday, April 23, 2024 Tags: altdata, alternative data, COSO, Cybersecurity, data collection, ERM, market intelligence “ES” Versus “G” in Corporate Governance: You Can’t Have It All Posted by Patrick Corrigan (University of Notre Dame), on Tuesday, April 23, 2024 Tags: directors, ESG, externailities, liquid share trading, Public benefit corporations, social enterprises, stockholders,… [read post]
26 Apr 2024, 6:30 am
Dumont, Dave Navetta and Michael Egan, Cooley LLP, on Tuesday, April 23, 2024 Tags: altdata, alternative data, COSO, Cybersecurity, data collection, ERM, market intelligence “ES” Versus “G” in Corporate Governance: You Can’t Have It All Posted by Patrick Corrigan (University of Notre Dame), on Tuesday, April 23, 2024 Tags: directors, ESG, externailities, liquid share trading, Public benefit corporations, social enterprises, stockholders,… [read post]
25 Apr 2024, 9:01 pm by renholding
On April 5, 2024, a jury in California federal court found a former corporate executive liable for insider trading in SEC v. [read post]
25 Apr 2024, 7:10 am by Unknown
Submitted by The Society for Corporate Governance ("Society"), the National Investor Relations Institute ("NIRI"), and NYSE Group, Inc. [read post]
25 Apr 2024, 6:52 am by Daniel J. Gilman
  The Federal Trade Commission (FTC) swung for the fences in April 23’s open meeting. [read post]
24 Apr 2024, 7:54 am by Emily Bremer
Nevertheless, the legislative history of the Federal Trade Commission Act abounds with indications that the then proposed Commission was expected to do more than institute formal adversary proceedings in the clarification of the law of unfair competition. [read post]
23 Apr 2024, 7:50 am by Ruthie Lazenby
That includes a range of trade groups, private industry, and households that have invested in rooftop solar and enjoy lower electric bills as a result. [read post]
23 Apr 2024, 6:31 am
In a paper recently posted to SSRN, I argue, to the contrary, that governance trade-offs must be made if corporations are going to be able to pursue social benefits other than just profits. [read post]
23 Apr 2024, 6:31 am
In a paper recently posted to SSRN, I argue, to the contrary, that governance trade-offs must be made if corporations are going to be able to pursue social benefits other than just profits. [read post]