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19 Apr 2024, 9:27 am
Additionally, we’re pleased to welcome Afruz Sayah as an Associate and Stephanie Cepeda as a Paralegal for the Corporate and Transactional practice group. [read post]
18 Apr 2024, 9:01 pm
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
18 Apr 2024, 11:21 am
The bill broadly defines “health care facility” to include any “nonprofit or for-profit corporation, institution, clinic, place, or building where health-related physician, surgery, or laboratory services are provided,” such as inpatient and outpatient centers, long-term care facilities, and even labs. [read post]
14 Apr 2024, 4:46 pm
Dave Lynn (pre conviction): The panel that I moderated at the Northwestern Pritzker School of Law’s Securities Regulation Institute last month delved into this topic in some depth, and I was surprised to learn that a significant number of companies that were the subject of a recent academic study had very broad language in their insider trading policies that prohibited trading in other companies’ securities based on… [read post]
14 Apr 2024, 10:55 am
" The chapter highlights the role of the African Continental Free Trade Agreement (AfCFTA), which is finalising an annex on GIs to the AfCFTA Intellectual Property Protocol, and may facilitate cross-border protection of GIs. [read post]
12 Apr 2024, 7:36 am
Technology vendors who provide financial institutions or corporates with solutions for initiating, processing, or reconciling CHAPS payment messages. [read post]
10 Apr 2024, 3:45 pm
This is particularly true for large corporate debtors, and this trend has held even during the most recent financial difficulties caused by the COVID-19 pandemic. [read post]
10 Apr 2024, 7:52 am
GEI has, for example, worked in Southeast Asia and Brazil to improve the environmental footprint of Chinese companies and to reduce the environmental impacts of soft commodities trade with China. [read post]
8 Apr 2024, 12:45 am
The phrase “white-collar crime” typically refers to financial crimes usually perpetrated by someone who is working in a corporation or a financial institution and thus has the means to commit the offence. [read post]
7 Apr 2024, 9:05 pm
Even though business laws, including corporate and securities laws, have been heavily influenced in the last several decades by what can fairly be called an ideology of profit maximization, much of the law has in practice withstood efforts to reduce business law’s prescriptions to this single objective.[2] In the American Law Institute’s Principles of Corporate Governance, for example, the objective of business corporations to act “with a view to… [read post]
5 Apr 2024, 1:06 pm
(First their was fraud, then there was trading by others aware of it.) [read post]
5 Apr 2024, 9:51 am
Speculators profiting from LNG exports include oil giants with trading arms such as BP and Shell as well as independent commodity trading houses like Vitol, and Trafigura. [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
3 Apr 2024, 9:49 am
The form is part of the federal Corporate Transparency Act passed in 2021. [read post]
29 Mar 2024, 7:28 pm
True enough, the transformation of international law from contract to constituting instrument (that is from treaties memorializing norms and a duty to transpose them into domestic legal orders to treaties that constitute an institutional apparatus onto which certain authority is delegated; the classic version of which might be José Alvarez's International Organizations as Law Makers (OUP, 2006) proceeds apace. [read post]
29 Mar 2024, 6:30 am
Rondini, Investment Company Institute (ICI), on Sunday, March 24, 2024 Tags: assets, custodial oversight, custodians, investors, SEC New OECD Research on Sustainable Bonds Posted by Caio de Oliveira, Adriana De La Cruz, and Pietrangelo De Biase, OECD, on Monday, March 25, 2024 Tags: bond markets, corporate bonds, Institutional Investors, issuers, sustainable bonds Trading and Shareholder Democracy Posted by Doron Levit (University of Washington), Nadya… [read post]
29 Mar 2024, 6:30 am
Rondini, Investment Company Institute (ICI), on Sunday, March 24, 2024 Tags: assets, custodial oversight, custodians, investors, SEC New OECD Research on Sustainable Bonds Posted by Caio de Oliveira, Adriana De La Cruz, and Pietrangelo De Biase, OECD, on Monday, March 25, 2024 Tags: bond markets, corporate bonds, Institutional Investors, issuers, sustainable bonds Trading and Shareholder Democracy Posted by Doron Levit (University of Washington), Nadya… [read post]
28 Mar 2024, 9:05 pm
The announcements were made in conjunction with the American Bar Association’s 39th National Institute on White Collar Crime in early March, in which senior DOJ leaders reaffirmed the department’s focus on corporate responsibility and provided updates on existing initiatives pursuant to its ongoing corporate enforcement efforts. [read post]
27 Mar 2024, 5:25 pm
Hearing directly from top SEC officials in 2023, we learned how the federal government is keenly focused on corporate fraud,” said Ron Herman, referring to rare insights gained at the 2023 ABA White Collar Crime Institute. [read post]
27 Mar 2024, 1:28 pm
Jeffrey Newman is a whistleblower lawyer whose firm only represents whistleblowers in, among other things Securities Exchange Act, FINCEN and CFTC whistleblower cases, involving publicly traded companies or financial institutions Jeff@JeffNewmanLaw.com or at 617-823-3217 The post SEC increasing its investigation of major cyber-hacks on tech and telecom companies says Bloomberg appeared first on Jeff Newman Law. [read post]
