Search for: "INVESTMENT CAPITAL MANAGEMENT, INC." Results 61 - 80 of 2,450
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11 Feb 2014, 6:30 am by John Ottaviani
 Internet-specific companies captured $7.1 billion in 2013, marking the highest level of Internet investment since 2001.Locally, the three companies to receive investments in the fourth quarter of 2013 are:Greenbytes, Inc., of Providence, received a $3,500,000 follow on investment from existing investors Battery Ventures and Generation Investment Management. [read post]
16 Feb 2021, 5:29 am by Staff Attorney
Advisor Kevin Rainwater (Rainwater), currently employed by Arkadios Capital (Arkadios) and ACG Wealth Inc. [read post]
  Earlier this year, Sierra Income suffered losses after its announced merger with Medley Capital Corp. and Medley Management Inc. was terminated because of the economic uncertainty caused by COVID-19. [read post]
19 Feb 2021, 1:56 pm by Silver Law Group
First Landing is an investment fund formed in 2015 and is managed by Vantage Consulting Group, Inc., a Virginia-based SEC-registered investment adviser firm. [read post]
5 Aug 2019, 10:38 am by ccollins
GPB Private Placements FundsGBP Capital Holdings is an alternative asset manager that invests in waste management and car dealerships. [read post]
18 Jul 2019, 9:06 am by ccollins
A $60M settlement has been reached between The US Securities and Exchange Commission (SEC) and AR Capital, the real estate investment trust (REIT) manager’s founder Nicholas Schorsch, and American Realty Capital Properties Inc. [read post]
25 Apr 2017, 8:58 am by Renae Lloyd
Investment Losses Have you suffered investment losses in Corporate Property Associates 17 Global Inc.? [read post]
13 Apr 2023, 8:03 am by The White Law Group
Riley Wealth Management unsuitably invested its clients in the following high-risk, alternative investments: Healthcare Trust, ARC Trust V, Inc., First Capital Real Estate Trust, Inc., Hospitality Investors Trust, ARC Retail Center of America, Inc., ARC Global Trust, Inc., ARC New York City REIT, KBS Real Estate Investment Trust III, Inc. and American Finance Trust, Inc. [read post]
15 Jan 2019, 11:53 am by Silver Law Group
Previous employment includes Empire Asset Management Company from April 2008 to August 2012, Ameritas Investment Corp. from December 2007 to April 2008 and Joseph Stevens & Company, Inc. from October 1996 to July 2001. [read post]
17 Dec 2019, 3:34 pm by InvestorLawyers
The Securities and Exchange Commission (SEC) has charged Suneet Singal (“Singal”) with fraud relating to First Capital Real Estate Trust Inc. [read post]
19 Oct 2010, 9:51 am by Keith L. Miller
October 19, 2010 - Bruce Prevost and David Harrold allegedly filtered over $1 billion from their hedge fund firms Palm Beach Capital Management LP and Palm Beach Capital Management LLC to the Thomas Petters investment scam. [read post]
24 Feb 2016, 11:27 am by D. Daxton White
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
28 Dec 2020, 1:24 pm by Silver Law Group
(CRD#:44848) of Fort Lauderdale FL, and Quest Capital Strategies, Inc. [read post]
19 Feb 2017, 12:14 pm by Renae Lloyd
According to their website, FS Investments is a leading asset manager founded in 2007 as Franklin Square Capital Partners. [read post]
8 Feb 2021, 7:10 am by Silver Law Group
A FINRA arbitration panel has awarded customers of Arete Wealth Management $515,000 for investment losses in risky GPB Capital Holdings private placements. [read post]
21 Sep 2020, 8:53 am by Renae Lloyd
Oaktree REIT, Inc., sponsored by Oaktree Capital Management is a non-traded Real Estate Investment Trust that reportedly seeks to invest in “a diversified portfolio of income-producing real estate and real estate-related debt investments,” according to its website. [read post]