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10 Mar 2019, 3:02 am
The latest issue of the Journal of International Dispute Settlement (Vol. 10, no. 1, March 2019) is out. [read post]
29 Apr 2020, 7:18 am
Securities and commodities fraud is regulated by the Dodd-Frank Act, which requires payment to whistleblowers of between 10 percent and 30 percent of monetary sanctions collected if the penalties exceed $1 million. [read post]
31 Oct 2007, 3:34 pm
As a result, you will be locked into taking equal payments for the next 10 1/2 years. [read post]
14 Oct 2010, 12:10 am
He does not know when to stop blabbing away, misleading investors, and lying to the media – even during an ongoing SEC investigation of his antics.?? [read post]
11 May 2011, 7:11 pm
The EB5 Pilot Program ( Regional Centers) does not require the investment to directly create ten (10) U.S. jobs. [read post]
23 May 2019, 9:53 am
District Court for the Central District of California, charges Pacheco with violating Sections 5(a), 5(c), 17(a)(1) and 17(a)(3) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rules 10b-5(a) and (c) thereunder. [read post]
11 May 2022, 7:36 am
The supervisory statement is addressed to Member State competent authorities and is delivered on the basis of Article 6(1) to (4) and Article 8(3)(c) of the PRIIPs Regulation and Article 2 and Articles 10 to 14 of Commission Delegated Regulation (EU) 2017/653. [read post]
3 May 2013, 8:57 am
CONCLUSION The Qualified Foreign Institutional Investors system has developed in China for more than 10 years. [read post]
27 Jul 2017, 10:35 am
Whistleblowers may be eligible for an award when they voluntarily provide the SEC with original, timely, and credible information that leads to a successful enforcement action.Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
3 Jun 2019, 9:07 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity.For more information about the whistleblower program and how to report a tip, visit www.sec.gov/whistleblower.SEC Press Release--- Looking for a securities lawyer… [read post]
6 Jan 2011, 5:34 pm
But at least we know that quantitative easing has occurred without triggering high inflation. 1. [read post]
6 Nov 2011, 7:04 am
Individual contributors are limited to $10,000 or 10 percent of the investor’s annual income, whichever is less. [read post]
21 Oct 2010, 6:46 am
The CRSP 1-10 Index is a market capitalization weighted index of all stocks listed on the NYSE, Amex, NASDAQ, and NYSE Arca exchanges. [read post]
19 Jun 2019, 7:15 am
Brown, has announced that eligible New Zealand nationals may apply for E-1/E-2 Treaty Investor Visas: “We’ve listened. [read post]
23 Jun 2014, 5:21 pm
What is a “Targeted Employment Area” and what does it mean for an investor? [read post]
7 Apr 2017, 3:00 am
Check out The Biglaw Investor or read Does Anyone Know If They Qualify for PSLF? [read post]
7 Apr 2017, 3:00 am
Check out The Biglaw Investor or read Does Anyone Know If They Qualify for PSLF? [read post]
26 May 2011, 8:27 am
Groups representing consumers and investors urged the House Committee on Financial Services today to oppose draft legislation introduced by Rep. [read post]
14 Feb 2016, 12:58 pm
Among those funds is Neuberger Berman MLP Income Fund (NYSEMKT:NML), with $1 billion in assets. [read post]
26 Jun 2015, 9:19 am
If an investor invests $20k, which equals 10% of his annual income, then he will be an accredited investor anyway because accredited investors must have at least $200k in annual income and $20k is 10% of $200k. [read post]
