Search for: "In Re: Qualified Exchange Services, Inc." Results 1 - 20 of 232
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9 Apr 2024, 2:41 pm by vforberger
” In re Lowry, 138 N.Y.S.3d at 241-2. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
30 Nov 2023, 12:45 pm by Sasha Volokh
The Supreme Court said the Appointments Clause didn't apply: the merchant appraiser was selected on an ad hoc basis for cases where appraisals were requested; he didn't fall within the civil-service law; the statute just required that he be a "discreet and experienced merchant"; and he lacked the Hartwell/Germaine factors of tenure, duration, continuing emolument, and continuous duties. [read post]
5 Sep 2023, 9:18 am by Daniel M. Kowalski
Avianca Inc , Judge Castel in the Southern District of New York sanctioned two New York lawyers and their law firm for $5000 for submitting a brief citing fake cases generated by ChatGPT. [read post]
17 Aug 2023, 9:05 pm by Gianna Hill
Coinbase Financial Markets, Inc., a cryptocurrency exchange platform, announced that it has secured approval from the National Futures Association to offer cryptocurrency futures trading to retail investors. [read post]
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On June 5, 2023, the SEC charged Binance Holdings Limited, BAM Trading Services Inc., BAM Management US Holdings Inc., and Changpeng Zhao, founder and chief executive officer (collectively, “Binance”), for failure to register as an exchange, a broker-dealer, and a clearing agency, and failure to register the offering and sale of securities via the Binance trading platform in accordance with the Exchange Act. [read post]
16 Jun 2023, 6:54 am by Eric Goldman
This means that “website exchange systems” qualify for Section 230 protection in at least four federal appellate circuits. ] Third-Party Content. [read post]
16 Jun 2023, 6:11 am by Rob Robinson
Acquires Stake in Legal Tech Company CS Disco, Inc.: A Promising Investment in a Growing Industry In a recent disclosure with the Securities and Exchange Commission, Russell Investments Group Ltd. revealed their acquisition of a new stake in CS Disco, Inc. [read post]
10 May 2023, 4:00 am by Administrator
Fundamental Law for Journalists Author: Mark Bourrie Publisher: Irwin Law Inc. [read post]
27 Mar 2023, 9:01 pm by renholding
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
13 Feb 2023, 7:28 am by Unknown
”Panelist David Olivencia, CEO of Angeles Investors, recalled an exchange with a prospective angel investor who did not qualify as an accredited investor. [read post]
10 Feb 2023, 1:24 pm by Zak Gowen
(September 17, 2007), § III.B.1 (discussing potential for referrals across a broad cross-section of medical specialties). [5] FTC Advisory Opinion re: MedSouth, Inc. [read post]