Search for: "Independent Financial Group LLC"
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2 May 2024, 5:59 am
Several clinics offer free or low-cost services, such as vaccinations and spay/neuter surgeries, ensuring pets receive necessary medical attention regardless of their owners’ financial situation. 1. [read post]
1 May 2024, 10:16 pm
The White Law Group reviews the regulatory history of LPL Financial LLC. [read post]
22 Apr 2024, 1:15 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS James Brown American Independent Securities Group, LLC Edward Jones Victor Droubie jr. [read post]
18 Apr 2024, 12:52 pm
Companies, governments, non-governmental organizations, and other groups take part in VCMs. [read post]
9 Apr 2024, 2:41 pm
In Raiser LLC (Uber) v. [read post]
5 Apr 2024, 6:00 am
They also raise questions about the possibility that Trump could use the company as a financial lifeline. [read post]
1 Apr 2024, 8:17 am
”The guy subsequently gets wind of this email, and has his lawyers at Loeb & Loeb write a nastygram back that says: "Aviron has no legal connection to Clarius Capital Group, LLC whatsoever. [read post]
28 Mar 2024, 10:36 am
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
7 Mar 2024, 6:59 am
The second lawsuit involves a group of workers first engaged as independent contractors and then converted to employees. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
4 Mar 2024, 2:30 am
In siding with the whistleblower, Trevor Murray, the Court rejected UBS Securities, LLC’s position that a finding of retaliatory intent is required for whistleblower protection under SOX, which governs corporate financial reporting and recordkeeping. [read post]
13 Feb 2024, 10:47 am
Broker Brett Hartvigson was reportedly affiliated with the following firms during his career, among others: 04/06/2009 – 10/27/2023, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), SAN DIEGO, CA, B, 02/24/2006 – 05/29/2009, LPL FINANCIAL CORPORATION (CRD#:6413), SAN DIEGO, CA B, 07/01/2002 – 02/27/2006, THRIVENT INVESTMENT MANAGEMENT INC. [read post]
9 Feb 2024, 7:29 am
Silver Law Group and the Law Firm of David R. [read post]
8 Feb 2024, 7:47 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
6 Feb 2024, 7:12 am
Sleepy’s LLC, No. 3:10-cv-01138 (D.N.J. [read post]
5 Feb 2024, 6:10 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Wenjinn Chang (Chang), currently associated with Independent Financial Group, LLC (IFG), has been subject to at least two customer complaints during his career. [read post]
5 Feb 2024, 6:10 am
The attorneys at Gana Weinstein LLP are currently representing victims of financial advisor Stewart Ginn (Ginn), currently employed by Independent Financial Group, LLC (IFG). [read post]
1 Feb 2024, 6:19 pm
West Virginia based Ole Jose Grill & Cantina LLC, paid $167,000 in back pay and penalties to 17 tipped employees after the U.S. [read post]
31 Jan 2024, 9:01 pm
Goldman Sachs Group Inc. [read post]
30 Jan 2024, 9:50 am
., the Principal in Catamount Services LLC, take a look at the ways in which the testimony of these experts can be utilized in these kinds of lawsuits, as well as the related question of who is qualified to serve as a governance expert. [read post]
