Search for: "Industry Service Fund"
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2 Oct 2023, 10:56 am
There is currently no EU regulatory definition of an ESG investment product, although several industry and national fund labels exist. [read post]
14 Aug 2009, 8:10 pm
Those who have kept track of my latest expose of the servicing situation will recall that "cash now pusher" Structured Asset Funding is Bentzen Funding Solutions' funding source. [read post]
6 Apr 2021, 9:02 am
Broker-Dealers Collectively Will Pay $550K Fine and Over $3.3M in Restitution The Financial Industry Regulatory Authority (FINRA) has fined and censured three brokerage firms after finding that they failed to supervise recommendations of the LJM Preservation and Growth Fund (LJMIX, LJMCX, LJMAX) and did not conduct the proper due diligence into the alternative mutual fund: Cambridge Investment Services will pay a $400K fine plus more than $3M in… [read post]
12 Jun 2016, 7:15 pm
Burke, Jeremy and Hung, Angela and Clift, Jack and Garber, Steven and Yoong, Joanne, Impacts of Conflicts of Interest in the Financial Services Industry (February 4, 2015). [read post]
28 Jul 2023, 7:00 am
Its private equity strategy is to pursue control investments in multiple industries, including healthcare services. [read post]
26 Oct 2011, 11:06 am
Hedge Fund Services Awards ceremony in New York. [read post]
31 Mar 2008, 11:53 am
Lyceum Capital, a UK private equity firm, has announced a new $500 million Fund to target opportunities in the legal services industry made possible by reform of the UK's regulatory structure that governs the legal profession. [read post]
14 Apr 2023, 7:00 am
The continuation fund consists of healthcare services companies previously held by BPOC Fund IV. [read post]
9 Feb 2010, 11:33 am
“The new venture fund is exactly in sync with that,” said Professor David Wilkins, the faculty director of the Program on the Legal Profession and the Center on Lawyers and the Professional Services Industry at Harvard Law School. [read post]
11 Aug 2012, 9:34 am
The US hedge fund industry strongly supports the final EU Regulation on OTC derivative transactions, central counterparties and trade repositories. [read post]
31 Mar 2008, 9:30 am
I recently circulated an AEI Financial Services Outlook entitled Healthy Hedge Funds, Sick Banks. [read post]
31 May 2022, 6:08 am
The speakers will provide their insights on several areas that will help both traditional asset managers and buy-side service providers that are interested in crypto business and FinTechs that focus on crypto-services for the funds industry. [read post]
25 Mar 2008, 4:42 am
Many in the buyout industry are taking a skeptical view of a California bill that would bar Calpers and CalSTRS, two of the nation’s largest pension funds, from allocating funds to private equity firms that have sold stakes to sovereign wealth funds. [read post]
7 Jul 2009, 6:44 am
UK Financial Services Secretary Criticizes EU Fund Manager Directive ProposalPaul Myners, the UK Financial Services Secretary to the Treasury, said that European Commission's Alternative Investment Fund Managers draft directive is a "flawed" document that requires "major surgery. [read post]
12 Mar 2011, 12:58 pm
The hedge fund industry fears that the proposed interpretation of the exclusion could have the unintended consequence of requiring registered investment advisers and CTAs to register as municipal advisors due exclusively to their performance of ordinary investment advisory services. [read post]
23 Dec 2011, 8:57 am
Attorney General George Jepsen today announced a $34.25 million multistate settlement with GE Funding Capital Market Services, Inc. [read post]
22 Mar 2024, 7:00 am
Its private equity strategy is to pursue control investments in multiple industries, including healthcare services. [read post]
10 Mar 2012, 3:24 pm
The hedge fund industry supports a robust regulatory framework for the EU Markets in Financial Instruments Directive (MiFID) that includes an effective internal compliance function. [read post]
7 Apr 2012, 12:04 pm
In this regard, the MFA noted that, under the UK open-ended investment company regime, the Financial Services Authority considers that six months would be too long to be a reasonable period for an open-ended scheme. [read post]
8 Mar 2007, 4:32 am
Most hedge funds made money in February but some trend-following strategies and managers focused on the financial-services sector were hit by the sharp market sell-off late last month, Hedge Fund Research, a firm that tracks industry performance, said on Wednesday. [read post]
