Search for: "Industry Service Fund"
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23 Jul 2010, 11:25 am
SunTrust Investment Services Fined $1.44 Million for Fraudulent Sales of Unit Investment trusts and Mutual Funds. [read post]
14 Jul 2023, 10:55 am
Founded in 2000, the firm invests in a broad range of industry segments, including outsourced services to payors and health systems, technology-enabled services, healthcare providers and value-added distribution. [read post]
5 Sep 2012, 1:12 pm
Against the backdrop of radical change in the landscape of hedge funds and risk management, not to mention the advent of derivatives, the Managed Funds Association and BNY Mellon, a global financial services company, have issued a report outlining a number of best practices. [read post]
20 Aug 2019, 3:29 pm
However, the primary sellers of these toxic funds appear to have been Royal Alliance, FSC Securities, SagePoint Financial, and Woodbury Financial Services. [read post]
1 Feb 2024, 10:46 am
Overview of the Legal Process to Tokenize a Hedge Fund By Bart Mallon, with Malhar Oza As the digital asset industry continues to evolve, we see more use cases for tokenization, including tokenization of private investment funds like hedge, VC and PE funds. [read post]
10 Apr 2010, 8:23 am
Industry Applauds US Treasury Secretary's Letter to EU Counterparts on Hedge Fund DirectiveThe U.S. hedge fund industry strongly praised Treasury Secretary Tim Geithner’s renewed call for the European Union to participate in a globally coordinated approach toward financial regulatory reform and resist protectionist-driven initiatives such as the proposed Alternative Investment Fund Manager Directive. [read post]
9 Oct 2009, 1:51 am
Fund of Funds can be met at conferences, through word of mouth, through industry organizations, by listing a fund on hedge fund databases, through third party marketers, via service providers such as the fund's prime broker or administrator, and these are just a few of the many ways. [read post]
26 May 2020, 1:50 pm
Hannes operated out of Hannes Financial Services Inc in Spokane Washingon. [read post]
24 Jan 2008, 8:02 am
Since that time, the House Committee on Financial Services, chaired by Rep. [read post]
1 Nov 2011, 5:05 am
Hunt, the firm now offers clients a broader suite of investment management legal services, including a ’40 Act practice focused on alternative mutual funds. [read post]
24 Apr 2021, 12:00 pm
The firm has been in the securities industry since 1947. [read post]
16 May 2011, 10:04 am
The hedge fund industry agrees that $50 million is a reasonable maximum net capital requirement because it signifies a threshold level of financial expertise. [read post]
14 Nov 2008, 11:36 am
s Financial Services Authority recently hedged his response to the increasing pressure for more regulation of the hedge fund industry. [read post]
25 Jan 2012, 12:10 pm
The US hedge fund industry strongly supports the European Union Regulation promoting central clearing designed to increase transparency of the derivatives market and reduce counterparty and operational risk in trading. [read post]
9 Dec 2020, 7:59 am
The post Michael Edward Magill, Former Foreside Fund Services Advisor Barred from Securities Industry appeared first on The White Law Group. [read post]
17 Aug 2022, 7:03 am
The firm said Fund VI will focus on investments in healthcare and industrials businesses with proven technologies and solutions. [read post]
17 Oct 2017, 9:11 am
The US Hedge Fund Performance Awards was established to recognize providers of services to the hedge fund sector that have demonstrated exceptional innovation, customer service and performance over the last year. [read post]
16 Jun 2009, 3:48 am
The white paper, entitled “The New Model of Prime Brokerage - The Multi-Prime Service Platform,” documents the dynamic changes to the hedge fund industry and its service providers in the aftermath of the 2008 market crash. [read post]
1 Jun 2020, 7:55 am
Unfortunately, claims of stockbroker diversion or improperly taking customer funds is a major problem in the securities industry. [read post]
18 Jan 2012, 1:45 am
January 25th This is the second biggest event of the year for the hedge fund industry in San Francisco. [read post]
