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24 Mar 2024, 9:01 pm by renholding
Thus, what investors find important to their investment decisions can change over time. [read post]
23 Mar 2024, 5:31 am by Rob Robinson
While having the right tools is imperative, organizations can get further by working with experts to help maximize their investment. [read post]
22 Mar 2024, 6:30 am
Tong, Hong Kong Polytechnic University, on Tuesday, March 19, 2024 Tags: CEO turnovers, Executive Compensation, Executive performance, Firm performance, recession, Stock performance, stock prices Investment Stewardship 2023 Annual Report Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Tags: Board composition, board effectiveness, Board oversight, Executive Compensation, executive pay, Index funds, Investment Stewardship, Proxy voting, Shareholder… [read post]
22 Mar 2024, 6:30 am
Tong, Hong Kong Polytechnic University, on Tuesday, March 19, 2024 Tags: CEO turnovers, Executive Compensation, Executive performance, Firm performance, recession, Stock performance, stock prices Investment Stewardship 2023 Annual Report Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Tags: Board composition, board effectiveness, Board oversight, Executive Compensation, executive pay, Index funds, Investment Stewardship, Proxy voting, Shareholder… [read post]
17 Mar 2024, 5:42 pm by Cynthia Marcotte Stamer
To fulfill this requirement, the Security Rule requires covered entities and business associates to conduct documented risk assessments impacting their EPHI and to update these risk assessments in response to internal or external events impacting the adequacy of their risk assessments or security safeguards. [read post]
8 Mar 2024, 12:19 pm by Irene
” Xian’s professional biography says he “has raised over $2 billion for Chinese companies from private equity investors and via international listings in the last two decades. [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 Tags: corporate… [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 Tags: corporate… [read post]
25 Jan 2024, 9:05 pm by renholding
The ongoing controversy surrounding the artificial intelligence company OpenAI, Inc. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
For instance, qualified REITs that meet Internal Revenue Service requirements can deduct distributions paid to shareholders from corporate taxable income, avoiding double taxation. [read post]
25 Jan 2024, 4:00 pm by Rob Robinson
Lexbe Unveils Revolutionary CoPilot: A Groundbreaking AI Integration with GenAI Models, Like ChatGPT, Delivering Intelligent eDiscovery Automation Lexbe Inc., a leading eDiscovery provider, is thrilled to announce the launch of Lexbe CoPilot, a pioneering integration between the Lexbe eDiscovery Platform and generative AI large language models like ChatGPTSM and ClaudeSM. [read post]
23 Jan 2024, 9:01 pm by renholding
The SEC had charged AllianzGI with abandoning its investment and risk management strategies in the management of the Structural mutual funds. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
29 Nov 2023, 9:01 pm by renholding
The off-channel communications actions were also significant in that the respondents agreed to retain independent compliance consultants and undertake comprehensive reviews of their internal policies and procedures. [read post]
20 Nov 2023, 9:01 pm by renholding
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor… [read post]
2 Nov 2023, 6:36 am by Silver Law Group
William Conn (William Joseph Conn CRD# 1477107, aka “Bill Conn”) is a currently registered broker and investment advisor with International Assets Advisory, LLC (CRD#: 10645) of San Francisco, CA. [read post]