Search for: "International Financial Services, Inc." Results 1 - 20 of 3,473
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
1 Jan 2010, 9:00 pm
International: Korean Financial Supervisory Service Requests Removal; From: Korean Financial Supervisory Service (Korea) To: Google, Inc. [read post]
27 Apr 2009, 8:19 am
In a $1.9 billion deal, American International Group sold its auto insurance business to the Swiss company, Zurich Financial Services, Inc. [read post]
8 Nov 2009, 4:37 am
Capmark Financial Group Inc. sought court authority on Thursday to sell all of its equity in Premier Asset Management Company to Sandringham Investment Inc. [read post]
22 Sep 2022, 8:06 am by The White Law Group
IBN Financial Services Censured and Fined $30,000 for Supervisory Failures  According to a Letter of Acceptance, Waiver and Consent, the Financial Industry Regulatory Authority has reportedly censured and fined IBN Financial Services, Inc $30,000 for supervisory failures. [read post]
11 May 2023, 3:41 am by Rob Robinson
Announces First Quarter 2023 Financial Results Achieves Highest Quarterly Revenue, Lowest Net Loss and Highest Adjusted EBITDA in Company History KLDiscovery Inc. [read post]
12 May 2022, 7:59 am by Rob Robinson
Announces First Quarter 2022 Financial Results Total revenue second highest quarter in company history; 9% Revenue Growth, and Strong Nebula Adoption for the quarter versus Q1 2021 KLDiscovery Inc. [read post]
5 Sep 2019, 7:21 am by Silver Law Group
Royal Alliance Associates Inc FSC Securities Corp Woodbury Financial Services Inc Advisor Group In August 2018, the Massachusetts Securities Division was the first to launch its investigation of GPB Capital. [read post]
29 Feb 2012, 11:19 am by Andrew Ramonas
A former Internal Revenue Service chief counsel is one of two Sullivan & Cromwell lawyers lobbying for a Japanese financial services giant, the law firm told Congress this week. [read post]
11 Apr 2022, 8:43 pm by Daily Record Staff
Global insurance brokerage and financial services firm Hub International Limited announced Monday it has acquired the assets of Landover-based Marketing Management Associates, Inc. [read post]
28 Jul 2010, 4:52 pm by jefhenninger
According to court documents, Beverly Hills, California-based Rubin/Chambers, Dunhill Insurance Services Inc., also known as CDR Financial Products, was one of the co-conspirator brokers. [read post]
10 Jul 2020, 1:46 pm by Stoltmann Law Offices
At times relevant to perpetrating his criminal scheme, Kiffmeyer was a registered representative and financial advisor for FINRA broker/dealer Brokers International Financial Services, LLC. [read post]
20 Mar 2012, 6:23 am
The Financial Industry Regulatory Authority (FINRA) has fined Citi International Financial Services, LLC ("Citi"), a subsidiary of Citigroup, Inc., $600,000 and ordered it to pay $648,000 in restitution for excessive markups and markdowns charged to customers on bond transactions. [read post]
30 Apr 2012, 10:11 am by Andrew Ramonas
.), is a partner in King & Spalding's government advocacy and public policy practice, focusing on the financial services industry. [read post]
12 Feb 2016, 11:29 am by Lax & Neville LLP
Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]