Search for: "International Securities Exchange"
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2 Mar 2020, 12:01 pm
Sometimes the need for an investigation is prompted by an inquiry from a governmental agency such as the Department of Justice, the Securities and Exchange Commission, or a state attorney general’s office. [read post]
25 Oct 2022, 12:49 pm
The Securities and Exchange Commission today charged Cronos Group Inc., a Nasdaq-listed cannabis company based in Toronto, for improperly accounting for millions of dollars of revenue and for other accounting misconduct in multiple reporting periods. [read post]
3 Jun 2022, 6:59 am
Tenaris consented to the SEC’s order without admitting or denying the findings that it violated the anti-bribery, books and records, and internal accounting controls provisions of the Securities Exchange Act of 1934 and agreed to pay more than $78 million in combined disgorgement, prejudgment interest, and civil penalties. [read post]
2 Feb 2010, 2:55 am
David Chidester resigned Jan. 20 amid an ongoing investigation of Overstock by the Securities and Exchange Commission and one day after an unflattering article about CEO Patrick Byrne appeared in The Big Money, a business Web site by the editors of Slate. [read post]
17 Oct 2022, 2:29 pm
The conference aims to provide a platform for experts, policymakers, lawyers, academics, economists, and civil society partners to exchange views on the multifaceted challenges of food security and offer innovative legal and policy solutions to address them. [read post]
17 Oct 2022, 2:29 pm
The conference aims to provide a platform for experts, policymakers, lawyers, academics, economists, and civil society partners to exchange views on the multifaceted challenges of food security and offer innovative legal and policy solutions to address them. [read post]
3 Nov 2023, 8:54 am
The Securities and Exchange Commission has charged Canada’s largest bank, Royal Bank of Canada, with violations of books and records and internal accounting control provisions of securities laws. [read post]
8 Apr 2024, 8:23 am
On 4 April 2024, the International Organisation for Securities Commissions (IOSCO) published a Consultation Report titled Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices. [read post]
IMPLEMENTATION OF THE WHISTLEBLOWER PROVISIONS OF SECTION 21F OF THE SECURITIES EXCHANGE ACT OF 1934
19 Aug 2011, 9:09 pm
Section 922 of Dodd-Frank added Section 21F to the Securities Exchange Act of 1934, entitled “Securities Whistleblower Incentives and Protection. [read post]
Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934
25 Jul 2011, 8:07 pm
Section 922 of Dodd-Frank added Section 21F to the Securities Exchange Act of 1934, entitled “Securities Whistleblower Incentives and Protection. [read post]
8 Mar 2012, 9:34 am
The exchange was very interesting, so much so that I actually printed up the transcript and had my National Security Law students reenact it in our afternoon class. [read post]
7 Jul 2020, 9:20 am
Inside Higher Ed, International Students Banned From Online-Only Instruction: New guidance for the Student and Exchange Visitor Program issued by the U.S. [read post]
12 Aug 2015, 9:52 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] on Tuesday indicted [press release] an international web of hackers and traders who stole information from press releases prior to publication and traded on said information, making over $100 million in illegal profits. [read post]
11 Apr 2023, 1:44 pm
His firm website is www.JeffNewmanLaw.com The post Securities and Exchange Commission awards $12 million to two whistleblowers who reported misconduct of registered broker dealer appeared first on Jeff Newman Law. [read post]
29 Oct 2020, 11:09 am
The Securities and Exchange Commission today announced that Raquel Fox, Director of the Office of International Affairs, will leave the agency in November. [read post]
4 Jul 2023, 9:05 pm
The Securities and Exchange Commission’s recent actions against Binance and Coinbase show that the commission is worried about the business model of crypto-trading platforms. [read post]
15 Dec 2015, 3:58 pm
This attack could have been external (i.e. hacker), internal (i.e. malicious insider) or both. [read post]
29 Sep 2020, 4:09 pm
The Securities and Exchange Commission today announced settled charges against Manitex International, Inc., a Bridgeview, Illinois manufacturer and distributor of cranes, forklifts and heavy equipment, and three of its former senior executives for two…Read the Full Press ReleaseHave a securities law question? [read post]
6 Aug 2011, 12:16 pm
The SEC must report its recommendations to Congress by January 21, 2012.Building on principles of international comity, the Morrison Court expressly rejected the notion that the Exchange Act reaches conduct in the US affecting exchanges or transactions abroad. [read post]
9 Jul 2019, 7:59 am
Like-kind exchanges are regulated by Internal Revenue Service Code Section 1031, and sometimes they are referred to as Section 1031 exchanges. [read post]
