Search for: "International Securities Exchange"
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19 Apr 2024, 9:36 am
Over the last several years, the Securities and Exchange Commission (“SEC”) has been laser-focused on the use of so-called “off-channel communications” in the financial services industry. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
19 Apr 2024, 4:46 am
The International Atomic Energy Agency has said no nuclear sites were damaged. [read post]
19 Apr 2024, 1:46 am
However, there are a few exceptions to BOIR filing: Publicly traded companies: Companies already registered with the Securities and Exchange Commission (SEC) are exempt from filing a BOIR because ownership information is already publicly available. [read post]
18 Apr 2024, 9:01 pm
Or, it may discuss security risks or competitive risks from AI. [read post]
18 Apr 2024, 12:56 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
18 Apr 2024, 9:25 am
Guidelines and policies have been put in place to safeguard patient data privacy and address security concerns. [read post]
18 Apr 2024, 8:06 am
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
17 Apr 2024, 5:19 am
The United States will impose new sanctions targeting Iran in the coming days, National Security Advisor Jake Sullivan announced yesterday. [read post]
16 Apr 2024, 9:01 pm
This memorandum summarizes a portion of the final rules, the amendments to Regulation S-X, as amended (Regulation S-X), under the Securities Act of 1933, as amended (the Securities Act), and the Securities Exchange Act of 1934, as amended (the Exchange Act), that require a new footnote in audited financial statements, analyzes some of the key challenges these requirements may impose and concludes with some general takeaways. [read post]
16 Apr 2024, 1:47 pm
Regulatory Compliance: Ensuring that the joint venture complies with applicable local and international laws, including antitrust and competition laws, securities regulations, licensing requirements and foreign exchange controls, is also key. [read post]
16 Apr 2024, 1:04 pm
” Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
16 Apr 2024, 9:51 am
Will it be paralysis-as-usual, or is there a role for the Security Council here? [read post]
16 Apr 2024, 8:47 am
They are thus urging the DOJ to model its program after the Dodd-Frank Act’s programs at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
16 Apr 2024, 5:01 am
In its latest counterproposal, Hamas offered to release fewer than 20 hostages in exchange for a six-week ceasefire. [read post]
15 Apr 2024, 7:25 am
P. alleged that Macquarie and various officer defendants had violated Section §10(b) of the Exchange Act and Rule 10b–5. [read post]
14 Apr 2024, 7:28 am
Understanding, Influencing, and Protecting Roles, Reputation, and Revenue [Annual Update] International Cyber Law in Practice: Interactive Toolkit Data Embassies: Sovereignty, Security, and Continuity for Nation-States Source: ComplexDiscovery OÜ The post Iran Launches Unprecedented Aerial Assault on Israel (April 14, 2024) appeared first on ComplexDiscovery. [read post]
14 Apr 2024, 4:48 am
The amended complaint contains allegation based both on Securities Act of 1933 and the Securities Act of 1934. [read post]
12 Apr 2024, 11:27 am
On March 29, the Securities and Exchange Commission (SEC) published Notices of Covered Actions (NoCAs) for a series of related enforcement actions charging firms with widespread recordkeeping failures. [read post]
12 Apr 2024, 8:45 am
Global 17 April 2024 -On 17 January 2024, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions published a report on streamlining variation margin processes and the responsiveness of initial margin models in non-centrally cleared markets. [read post]
