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9 Oct 2018, 5:19 am
Earlier this month, the Securities and Exchange Commission announced that it had reached a settlement with Ross Shapiro, a former managing director of Nomura Securities International, Inc. [read post]
15 Jun 2010, 3:52 pm
In Securities & Exchange Commission v. [read post]
20 Jul 2015, 1:42 pm
The UN Security Council [official website] on Monday unanimously approved [Resolution 2331, PDF; press release] a nuclear agreement [Joint Comprehensive Plan of Action (JCPOA), text] with Iran, lifting some economic sanctions in exchange for the country reducing its nuclear program and allowing International Atomic Energy Agency (IAEA) [official website] inspections. [read post]
9 Feb 2010, 4:17 am
The Securities and Exchange Commission (“SEC”) issued an interpretive release on February 2, 2010, entitled Commission Guidance Regarding Disclosure Related to Climate Change. [read post]
2 Mar 2010, 7:06 am
Over at Opinio Juris, an interesting exchange on the question of defining the crime of aggression as part of the International Criminal Court statute. [read post]
12 Oct 2016, 9:49 am
On September 27, 2016, the Securities and Exchange Commission (“SEC”) filed a complaint against oil services company Weatherford International PLC (“Weatherford”), consequently garnering a $140 million settlement related to fraudulent income tax accounting (the “Complaint”). [read post]
29 Jun 2022, 8:31 am
The Securities and Exchange Commission (SEC) has opened an investigation into Ericsson’s handling and reporting of its ongoing Iraq corruption issues. [read post]
22 Oct 2013, 3:17 pm
For companies of sufficient size, the exchange for the listing of their securities generally comes down to the New York Stock Exchange and the Nasdaq Stock Market. [read post]
4 Mar 2020, 12:25 pm
The Securities and Exchange Commission today announced Kathleen M. [read post]
12 Feb 2016, 11:29 am
On February 5, 2016, the Securities and Exchange Commission (“SEC”) filed a Complaint in the United States District Court for the District of Connecticut (the “Complaint”) charging Dennis Wayne Hamilton, the Vice President of Tax for Harman International Industries, Inc. [read post]
31 Oct 2011, 1:00 pm
Victor Dahdaleh, the prominent international businessman accused of bribing officials in Bahrain to score aluminum contracts for metals giant Alcoa has been granted bail in exchange for the equivalent of a $16 million security bond at a U.K. hearing. [read post]
19 Aug 2014, 10:34 am
Plaintiff’s securities fraud claims under §10(b) and Rule 10b-5 of the Securities Exchange Act failed to satisfy the loss causation requirement. [read post]
6 Aug 2015, 1:59 pm
On August 4, 2015 the Securities and Exchange Commission issued interpretive guidance elaborating its view that the anti-retaliation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act apply equally to tipsters who claim retaliation after reporting internally, as well as those who are retaliated against after reporting information to the SEC. [read post]
23 Jun 2007, 5:05 pm
While not technically an international development, it's consistent with the increasing international consolidation among exchanges (the WSJ piece referred to NYSE Regulation as a "unit of NYSE Euronext Inc. [read post]
16 Nov 2011, 12:49 pm
The GAO posted on its website a report, Financial Audit: Securities and Exchange Commission's Financial Statements for Fiscal Years 2011 and 2010 (GAO-12-219 November 15, 2011). [read post]
1 Apr 2016, 6:10 am
On March 10, 2016, the Securities and Exchange Commission (“SEC”) instituted settled cease-and-desist proceedings against the oil company Magnum Hunter Resources Corporation (“MHR”), its Chief Financial Officer (“CFO”), Chief Accounting Officer (“CAO”), audit engagement partner and a consultant, due to alleged failures to “properly implement, maintain, and evaluate” internal control over financial reporting… [read post]
1 Apr 2016, 6:10 am
On March 10, 2016, the Securities and Exchange Commission (“SEC”) instituted settled cease-and-desist proceedings against the oil company Magnum Hunter Resources Corporation (“MHR”), its Chief Financial Officer (“CFO”), Chief Accounting Officer (“CAO”), audit engagement partner and a consultant, due to alleged failures to “properly implement, maintain, and evaluate” internal control over financial reporting… [read post]
9 Aug 2011, 9:24 am
Papers are being accepted for the "Workshop on Human Trafficking, International Crime and National Security: A Human Rights Perspective" to be held February 3-4, 2012 in Goettingen, Germany. [read post]
13 Aug 2011, 1:57 pm
Papers are being accepted for the "Workshop on Human Trafficking, International Crime and National Security: A Human Rights Perspective" to be held February 3-4, 2012 in Goettingen, Germany. [read post]
22 Jul 2021, 1:31 pm
The Securities and Exchange Commission today announced the appointment of YJ Fischer as Director of the Office of International Affairs (OIA), effective Aug. [read post]
