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8 Sep 2015, 10:19 am
Ross Shapiro, 41, New York, New York; Michael Gramins, 33, New York, New York; and Tyler Peters, 32, New York, New York; were indicted by a federal grand jury in New Haven, Connecticut in a 10-count indictment charging the three former New York-based bond traders for Nomura Securities International, with conspiracy and fraud offenses. [read post]
22 Feb 2008, 6:38 am
Speaking to the International Petroleum Week conference, FACTS Global Energy CEO Fereidun Fesharaki said that between 10 and 15 million tons of Qatari LNG could be diverted from U.S. destinations to Asia by 2015. [read post]
10 Jan 2008, 4:45 am
Shares in the Swiss-based computer peripherals maker Logitech International rose more than 12 percent on Thursday amid speculation Microsoft would make a takeover bid, traders told Reuters. [read post]
30 Nov 2020, 4:45 am
If you follow cryptocurrency news, you may have read that the Internal Revenue Service (IRS) is sending yet another round of warning letters to cryptocurrency traders and investors. [read post]
15 Nov 2010, 5:14 am
As earnings season winds down international issues look set to be the focus of traders this week as fallout over Irish bailout rumors and a lack of action out of the G20 are on the top of the agenda Monday morning. [read post]
25 Mar 2012, 3:10 pm
Klassen led the firm's team serving as Canadian counsel to Swiss commodities trader Glencore International in its $6.2 billion purchase of Viterra, Canada's largest grain-handler, and the related sale of Viterra assets worth $2.6 billion all told to two other Canadian agricultural companies. [read post]
15 Jan 2020, 1:56 pm
He has handled cases of national and international interest, including the representation of a former currency trader ... [read post]
6 Jul 2018, 8:42 am
It found that in the last two months of his employment as a derivatives trader in sterling denominated instruments, Mr Hussein engaged in internal chats with a Trader-Submitter knowing that it was improper to participate in conduct intended to influence the bank’s LIBOR submissions. [read post]
22 Oct 2009, 9:31 am
The members are largely made up of consultants, traders of environmental credits and project developers. [read post]
16 Sep 2011, 6:01 am
Where are the internal controls that would prevent a trader from placing trades of the size or frequency that could result in losses of that magnitude? [read post]
27 May 2007, 4:32 pm
Three former brokers of Citigroup, Merrill Lynch and Lehman Brothers face a second trial on charges they conspired to commit fraud by allowing day traders to eavesdrop on orders being discussed on investment firms' internal "squawk boxes. [read post]
19 Aug 2015, 9:00 am
On August 11, 2015, the SEC announced that it was bringing fraud charges against 32 defendants for their alleged participation in a five-year, international hacking and insider trading scheme. [read post]
18 Jul 2019, 7:58 am
FINRA-registered brokerage firm, Nomura Securities International, Inc., will pay over $25 million to settle SEC’s allegations that the firm’s supervisory shortcomings permitted traders to defraud customers in transactions involving mortgage-backed securities. [read post]
19 Oct 2016, 5:00 am
Leave not granted to bring proceedings CarGurus, Inc v Trader Corporation, 2016 CACT 15 https://t.co/4MZScA712t -> Bulk data monitoring in UK legal Privacy International v Secretary of State [2016] UKIPTrib 15_110-CH https://t.co/hEnJp9j0Yd -> Ontario judge dismisses application for ban on Cleveland Indians name, logo in Toronto https://t.co/dIlWHkaTyy -> Computer and Internet Updates for 2016-10-17 https://t.co/bMr6JczqA0 -> Computer and Internet Updates for… [read post]
21 Feb 2008, 4:23 am
A rogue trader at Société Générale, Jérôme Kerviel, began making unauthorized transactions beginning in 2005, and lapses in the bank's internal controls allowed the trades to go undiscovered until January, according to a preliminary report released Wednesday. [read post]
15 Mar 2017, 5:08 am
Following a joint FIA / European Federation of Energy Traders / Global Financial Markets Association / International Swaps and Derivatives Association letter to the European Securities and Markets Authority (ESMA) in December 2016, the trade associations have jointly submitted draft Q&As to ESMA on position reporting under Article 58 of MiFID II. [read post]
2 Oct 2008, 2:43 am
CNN has an article detailing a Spanish investigation that uncovered an international network of child pornography traders. [read post]
19 Jul 2017, 6:15 am
Brown's nomination came only 23 days after he and his New York law partner secured the acquittal of a bond trader in a federal trial in Connecticut closely watched by Wall Street.Brown—a former federal prosecutor and co-leader of Alston's government and internal investigations practice—teamed up with Alston New York partner Brett Jaffe in a successful defense of Tyler Peters, a former vice president at international broker-dealer Nomura… [read post]
4 Dec 2016, 7:33 pm
This work is made possible by Open PermID, which Thomson Reuters has been using company-wide to improve internal data federation. [read post]
15 Jul 2019, 7:48 am
The Securities and Exchange Commission today instituted two related enforcement actions against Nomura Securities International Inc., which has agreed to repay approximately $25 million to customers for its failure to adequately supervise traders in mortgage-backed securities. [read post]
