Search for: "Investment Management Company LLC"
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11 Jul 2007, 12:33 pm
Thus, the Fortress Investment Group LLC and The Blackstone Group L.P. are not subject to the substantive provisions of the 1940 Act.The Investment Company Act has two main tests for determining whether an issuer is an investment company. [read post]
15 May 2018, 12:34 pm
The Walker & Dunlop Investment Sales team, led by Greg Engler, Chris Conklin and Roberto Pesant, represented HG Management, LLC in the sale of the asset to ... [read post]
20 Jan 2015, 1:40 pm
(Cheniere) announced that it has entered into a financing agreement with EIG Management Company, LLC (EIG) under which investment funds managed by EIG will purchase $1.5 billion of convertible notes to fund a portion of the proposed Corpus Christi Liquefaction LNG export terminal in San Patricio and Nueces Counties, Texas. [read post]
6 Apr 2020, 12:41 am
Does this mean all is lost for the plaintiffs and their $4.75 million investment in the LLC? [read post]
13 Oct 2022, 3:35 am
In a member-managed LLC, all members are active in managing and voting on the company’s business affairs. [read post]
25 Oct 2023, 10:04 pm
LLCs can be run by members (member-managed) or managers (manager-managed). [read post]
23 Dec 2015, 1:02 pm
On December 15, 2015, the Securities and Exchange Commission (“SEC”) filed a Complaint and Jury Demand (the “Complaint”), alleging fraud charges against Atlantic Asset Management LLC (“AAM”), an investment advisory firm in Stamford, Connecticut, which is believed to have invested more than $43 million of its clients’ funds into bonds with secret financial connections to BFG Socially Responsible Investments Ltd. [read post]
17 Aug 2020, 9:39 am
Vida Capital Management, LLC describes its clients as, “leading pension plans, insurance companies, endowment & foundations, family offices, and registered investment advisors. [read post]
12 Jul 2018, 6:00 am
July 6, 2018) This notable decision issued by the Court of Chancery holds an investment fund and its manager liable for over $20 million essentially for destroying a Delaware entity’s value. [read post]
5 May 2021, 10:51 am
According to the complaint, Franzone actually channeled fund money to a company he owned and invested the rest of the fund’s money into illiquid private companies and real estate investments. [read post]
5 Jul 2007, 7:33 pm
Meridian Trust Company is the best known institutional LLC manager located in Nevis, W.I. [read post]
25 Nov 2014, 7:51 am
In the case, a group of former Exxon-Mobil Corporation employees claimed that USCA Capital Advisors LLC mislead them about the company’s investment strategy and performance. [read post]
4 May 2023, 1:17 pm
Many other states require LLCs to disclose the names and addresses of all the Members and Managers involved with the company. [read post]
17 May 2019, 12:28 pm
Registered investment advisor Direct Lending Investments, LLC (CRD# 282476) has been sued by the SEC with multiple fraud charges relating to $11 million in management and performance fee overcharges on private placements. [read post]
5 Aug 2020, 8:47 am
Furman, through his company, United Fidelis Group Corp., managed and operated Fidelis Financial Planning LLC (“Fidelis”). [read post]
22 Apr 2016, 3:49 pm
Interest in limited liability companies (LLC) are typically sold as unregistered securities and lack the same regulatory oversight as more traditional investment products. [read post]
13 Jul 2011, 6:36 pm
A general partnership interest in a partnership or a managing member (or a member of a member-managed LLC) generally is not a security. [read post]
26 Jan 2016, 8:52 am
From the Desk of Jim Eccleston at Eccleston Law LLC:On December 15th the SEC announced it will charge Atlantic Asset Management LLC with violations of the antifraud provisions of the Investment Advisers Act of 1940. [read post]
24 Aug 2021, 7:45 am
July 30, 2021), the court describes in exhaustive detail the factual background involving detailed examples of funds invested in a company that were diverted for personal use instead of being applied for business purposes. [read post]
1 Apr 2010, 4:51 pm
Young operated an investment advisory business in Kennett Square, Pennsylvania, which was known by various names including Acorn Capital Management II LP, Acorn Capital Management LLC, and Acorn II LP. [read post]
